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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF
THE MOVE~mNT AGAINST DESTRUCTION;
SOUTHWEST COr·lMUNITY ORGANIZATION;
MARY BENOWSKYJ ; HELEN D. KLOCHKO;
lHLLIAM J. KREINEE; MARY E . KREINEE;
KATHERINE PETERSON; ~!ARTHA A. RILEY;
LEAH SHIFFLETT; IDA SMITH; REV . H. B.
TURNER; EVELINE WHITMORE; THERSA
WITHORE

RICHARD H. TRAINOR, CHIEF,
Interstate Division, Baltimore

City; MAYOR AND CITY COUNCIL OF
BALTIMORE; CLAUDE BRINEGAR ,
Secretary, U.S . Department of
Transportation

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Filed:

March

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v.

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~!ARYLAND

CIVIL ACTION NO. M-74-666

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, 1975

John C . Armor (Baltimore, Maryland) , for plaintiffs.
Randy H. Lee, Assistant Attorney General (Baltimore , Maryland),
and James R. Avnet , Special Attorney, Interstate Division for
Baltimore City (Baltimore , Maryland), for defendant Richard H.
Trainor, Chiet , Interstate D~v~s~on, Baltimore C~ty .

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Lawrence F. Rodowsky (Baltimore, Maryland), for defendant
Mayor and City Council of Baltimore .

Mrs. J ean G. Rogers , Assistant Regional Counsel , Federa l Highway
Administration, Region 3 (Baltimore, Maryland), for defendant
Cla ude Brinegar , Secretary , U. S . Depa rtment of "
Transportation.
Mil l er , Dis trict Judge

,!

OPINIQN

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This is the latest battle i n the war currently being waged in
the Baltimore area over the ultimate composition of its transportation system .

The comp l aint was filed by t wo organizations,

dedicated to preventin" the construction of all or portions of the
g

(1
so - ca l led "3 - A System" of Fede ral-Aid highways in Balt i more City ,

(1)
For a complet e des c ription of the development of the "3-A .
Sys tem, " see Movemen t
A ainst Destruction v . Vol e , 361 F. Supp.

1360 , 1366-1379

.., .
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•

D. Md .

973) , af

500 F . 2

29

4th Cir. 1974).

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and by 11 individual citizens , residents and taxpayers of Ba ltimore
City.

The complaint was originally filed on June 26, 1974, against

Richard H. Trainor, Chief, Interstate Division for Baltimore
(2 )

City,

and the Hayer and City Council of Baltimore, seeking a

preliminary and permanent injunction against the opening

of bids

for construction work on a portion of I-95 from Caton Avenue to
(3)
Russell Street and other relief.
Since the bids on the Segment
were scheduled to be opened on July 24, 1974, the court, at a
conference with couns e l, determined to bifurcate the issues presented by the complaint in order to have presented to it, with a
minimum of required testimony/the facts and legal arguments on
which the plaintiffs contended they were entitled to a preliminary
injunction.

A hearing was held on those issues and an opinion was

announced thereon by the court on Ju ly 23; 1974, denying the re•

quested preliminary injunction.
Thereaf ter, th e complaint was amended to add Claude Brinegar,
tnen Secretary of the U.S . Department of Transportation (USDo T), as

i
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a party defendant.

In view of the public significance of the issues

presented, an expedited schedule was established for preparation
for trial on November 5, 1 974 .

The court heard testimony and re-

(4)
ceived evidence for two weeks

and h eard final argument on De-

cember 20, 1974.

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In general, th e plaintiffs have contended in this proceeding

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that an injunction should be issue4 to prevent the construction
of the Segment because (1) the Envir onrnental lmpact Statement (EIS)
for the Segment was unlawfully approved,

(2) th e construc tion of

(2)
The Interstate Division for Baltimore City (lOBe) is a divisio.
of the Maryland Sta te Highway Administration ( SHA ) and was created ,
by agreeme nt between SHA and the City , t o manag e the con s truction
and comple tion of th e Inter state Sy s t em of highways in Balt imore.
MAD v. Vo lpe, supra , at 1 372.
(3)
Hereafter in t his opinion t he section of 1-95 from Caton
Avenue to Husse ll stree t wil l l;e ref e r red to as t he "S egment ."

(4)
Approxima tely 215 exh ib its were received in ev idence . Those
e.xhibits, together \,d th af fidavi ts and appr oximately . 1,200 pages

2

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the Segment is inconsistent with the approved State Implementation
Plan (SIP) for attainment and maintenance of the air quality
standards for the Baltimore air quality region, and (3) recertifi( 5)

for the Baltimore area was not

cation of the "3-C Process"

made in accordance with applicable law .
Background
The major thrust of th e plaintiffs' contentions in this case
is that a transportation systems study known as the Baltimore
Regional Environmental Impact study ("BREIS") is so technically
~nadequate

.

as to be legally incapable of constituting the basis

for reasoned decision making on the part of the responsible federal
officials.

BREIS was originally intended to address the potential

regional air pollution impact which the Environmental Protection
Agency (EPA) had identified as being a consequence of various
transportation system alternatives in the Baltimore metropolitan
area .

It grew out of a "consensus" in September , 1972 , between

representa ti ves of EPA and of the Federal Highway Administration
(6 )

(FHWA) in which it was agreed that no further PS&amp;E approvals

would be granted by FHWA for part of the "3-A Highway System"

,
(4)
(continued) .of testimony, have been considered by the court .
posed findings of fact and submitted briefs .

Both sides pro-

(5) Und e r 23 u.s.c. S 134(a) the Secretary of USDoT, or his
d e legate , is required to certify that highway programs are based
on "a continuing, comprehensive transportation planning process
carried on cooperatively by State and local communities..
n
This r equired planning process is known colloquially as the n3-C
Process."

( 6 ) "PS&amp;E approval" is required to be given by the Secretary of
US DoT· or his deleg a te of "surveys, plans, specifications , and
es timates f or each proposed highway pr oject included in an approv e
program . . . " a s o ne step in the sta tutory and regulatory scheme
of the Fede ral-Air Highway Act in orde r that a highway may qualif y
f o r 90 % fe deral fund s as part of th e "Interstate System." 23
U.s.C . § 101 et seq . , particularly 23 U.S.C. S l06(a). See MAD v.
3

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(7)
and circulated.

The study which grew out of the original

consensus was expanded to supply general information of a regional

nature to EPA, FHWA, and other state and federal agencies. It
(8)
developed into a future planning tool for RPC
and other state
agenci es .

Alan M. Voorhees Associates (AMV), a nationally known

firm in the field of transportation planning and analysis, was
engaged as the consultant to supervise the study.

Data which were

utilized in th e study came from many sources, including RPC,
Maryland

Do~,

more City.

BAQC, EPA, FHWA , and operating departments of Balti-

The initial AMV consulting work was authorized on

February 5, 1973 , for a maximum payment of $509 , 324.
27, 1973, an additional $111,574 had been authorized.

By December
The drafts

of th e seven basic technical reports comprising the BREIS study
and the initial findings of the study were completed shortly prior
to December 13, 1973.
Th e BREIS study purports to be an analysis of the environmenta
consequences of different transportation system alternatives for
the region , particularly as the alternatives relate to socio(9)
economic impacts , VMT
impacts , air quality impacts , water
quality impacts, noise impacts, and e nvironme ntally . sensitive areas.
The alt erna tive s considered and the target years under study may
be summarized as follows:

(6)

(continue d)

Volpe, supra , 1 367 -1368, 13 80-138 3 for a discu ss ion and exposition
of th e procedur es · under the Federal-Aid Highwa y Program.

(7)

Fo r the comple te t ex t of the "consensus,"
1377, fn. 37 .

~

361 F . 2d at

(8)
Regiona l · Pla nning Council isa state agency serving the Baltimore metropo li tan area.
(9)
VI-1'r is an ab"::- reviation for "vehic le
of mea s uring th e us e of motor vehicl es .

miles trave led," a means

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HIGHWAY ASSUMPTION

RAPID TRANSIT
ASSUMPTION

YEAR

3-A Interstate

Other Highways

1980

Complete

Existing and
Programmed

Phase I

1980

Partial

Existing and
Programmed

Phase I

1980

Existing and
under
construction

Existing and

Phase I

1995

Complete

GDP

GDP

1995

Existing and
under

GDP

GDP

Existing and
under

GDP

Programmed
(10)

construction
1995

COmplete

construction
1995

Existing and
under
construction

Existing and
under
construction

GDP

The results of the initial study were Ieported in seven

i

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printed volumes, with a number of appendices.

As a gross generali-

zation, it may be said that BREIS concluded that there are economic

1

benefits in the short term and long term from the construction of
the 3-A highway system and of the other highway and rapid transit

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improvements contemplated by the GOP.

by 1980 and 1995 projected pollutant levels in all categories of
pollutants will differ only slightly among the transportation

•

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It further concluded that

alternatives .

.i

The basic seven- volume BREIS study has been supplemented by
additional studies.

A draft of BREIS Tech. Memo. No.8, dealing

with an analysis of energy consumption, was prepared in August of

1974.

In late December, 1973, a study was authorized for assessing
\

the interrelationship with BREIS of transportation control strategies promulgated by EPA on December 12, 1973, as a part of the

(10)
GOP refers to th e General De velopme nt Plan for the Baltimore
region, adopted on Dece mber 15, 1972, by the RPC following public
hearings . Th e GOP includes th e highway c o nfiguratio n knO\vn as the
113 _A System" within Baltimore City.
It also includes a six-leg
rapid rail tran s it syste m.

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(11)
SIP .

On September 18 , 1974, AMY was awarded a contract to

perform a traffic management study for the 3-A System in Baltimore.
On May 24, 1974, PS&amp;E approval was given by FHWA for con-

struction contracts relating to three portions of the Segment.
On July 3, 1974 , PS&amp;E approval was given by FHWA for construction
contracts relating to the fourth portion of the disputed Segment .
A list of the abbreviations used in this opinion appears as
Appendix 6 .
This opinion will constitute the court's findings of fact

and conclusions of law.
Scope of Review
There are three agency actions challenged in this proceeding.

Fir st is the determination by the Secretary, USDoT to approve the

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final EIS , as supplemented.

This is a responsibility placed upon

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the Regional Administrator of FHWA by PPM 90 - 1, 16j

(12)
and

upon

the Secretary , USDoT, acting through the Assistant Secretary for

I

Environment, Safety and Consumer Affairs , as requi r ed by US DoT

(13 )
Order 5610.1A , ,8t,e) .
The second agency action involved herein is the determination
by the Regional Administrator, FHWA that the Segment was consi s tent

with the SIP as required by 23 U.S.C. § 109 ( j) and 23 C.F.R . · S 770. -

204 (b ) (3).
The third agency action chal l enged herein is the recertifica-

,

tion of the "3-C Process" for Metropolitan Baltimore under 23
u . s .C . § l34 (a )

by the FHWA Regional Administrator as the delegate

of t he Secretary, USDoT.
A thresho l d question is whether the petitioners are entitled
to any judicial rev i ew .

The actions of officials of USDoT are

subject to judicial review

exce~t

where there is a statutory pro-

hibition of review or where "agency action i s committed to agency

(11 ) 38 F.R. 34247 et seq.

(Dec. 1 2 , 1973) •

( 12) 23 C. F. R. 1, Appendix A, 37 F . R. 21809 (October 14 , 1 972) .
(13) 36 F. R. 23679 (October 4 , 1971) .
6
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discretion by law."
401 U.S. 402 at 410

Citizens to Preserve Overton Park v. Volpe,
(197l~;

5 U.S.C. S 701.

.

There is no indica-

ticn that Congress sought to prohibit judi cial review of any of
the questioned actions nor do they fall within the narrow exception
"committed to agency discretion."

Citizens to Preserve OVerton

Park v. Volpe, supra.
In reviewing the challenged actions, this court must engage
in a substantial inquiry.

The court must first determine whether

the government officials whose actions are challenged followed
the necessary procedural requirements in reaching and implementi'119 their challenged decisions.

Citizens to Preserve Overton

Park v. Volpe , supra, 417; 5 U.S.C. S 706(2) (D).

Secondly, the

court must determine whether the governmental officials whose

.

actions are challenged acted within the scope of their authority,
that is, were their decisions within the range of choices they could
I

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legally make, did they properly construe the limits of their

I

authority, and was there evidence before them sufficient to render

1

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it possible for them to have reasonably believed the actions they
ultimately took were within the limits of their authority?
~ens

§

Citi -

to Preserve Overton Park v. Volpe, supra, 415-416; 5 U.S . C.

706(2) (C).

Lastly, the court must determine

w~ether

the decisions

of the governmental officials involved were "arbitrary, capricious,
or an abuse of discretion,

,.

It

that is, were the challenged decisions

based upon a good faith consideration of the relevant factors and
was there no clear error of judgment?

Citizens to Preserve

Overton Park v . Volpe , supra , at 416; 5 U.S.C. S 706(2) (A).
Whil e the revi e ving court is not permitted to substitute its judgment for that of the . ag e ncy, the ultimate standard of review being
a narrow one , Overton , s upra , at 416 , th e reviewing court has an
obligation to review

substantively agency decisions on the merits

to d e termine " whether th e re has been a clear error of judgment."
Conserva tion Co u nc il of No rth Carol ina v. Froehlke, 473 F.2d 664
at 66 5 (4th Cir. 1973).

See a l so Appa lacian Power Co. v. Environ-

men ta l Protect io n Agency , 477 F.2d 495 , 506-507 (4th Cir. 1973).
7

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Discussion
Validity of Approval of EIS
I

As previously noted, the first inquiry in determining the
validity of agency action relating to the approval of the final
EIS for 1-95 from caton Avenue to Russell Street (DX 96) is
whether the proper procedures were followed. Since the plaintiffs
(14)
have not challenged the validity of the "4"( f) II
determination
that there is no feasible or prudent alternative to use for construction of ' the Segment part of the park land comprising Carrol
Park, this aspect of the combined EIS and "4(£)" statement will
not be considered h erein.
The . National Environmental Protection Act (NEPA), 42 U.S.C.
S 4332(2) (C) requires an EIS to be prepared for all "

. . major

Federal actions significantly affecting the quality of the human
environrnent~

are
§

" th~

.

.

."

Among the areas to be covered by the EIS

envirorunental impact of the proposed action"

(42 U.S.C.

4332(2) (c) (i}) and the "alternatives to the proposed action"

(42 U.S.C. S 4332 (2)(C)(iii»).
Shortly after the adoption of NEPA, Congress passed the Clean
Air Act of 1970,

(P .L.

91-604, 84 Stat. 167fi) . . A portion of that

Act , now codified as 42 U.S.C. § l857h-7, requires the EPA Adrninistrator to r eview and comment in writing upon the environmental
impact of any construction project for which an EIS is required
und e r NEPA .
(P.L.

In addition , the Federal-Aid Highway Act of 1970

91-605 , 84 stat. 1713)

S 109(h) and S 109(j»

was

(now codified in part as 23 U.S.C.

e~acted

which required that the

Secre t a ry of USDo T develop and promulgate guidel ines, in consultation with the Administrator of the EPA, "to assure that highways
cons tructed pursuant to this Title are consistent with any approved
plan fo r the implementa tion of any ambient air quality standard for
any a ir qua l it y control region des ignated pursuant to the Clean
Air Ac t as amend e d."
(14) Re quired b y 49 U. S .C. S 1653(f), 23 U.S.C. S 138 and 16 U.S.C .

S 4 70f .

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Under NEPA, e ac h .agency of the federal government is required

to:
"ide ntify and d evelop methods and procedures , in
consultation with the Counci- on Environmental
l
Quality established by s Ubchapter II of thi s chapter,
which will ensure that presently unquantified environmental ame niti es and values may b e given appropriate
considerati on in 'deCisionmaking{iS~ng with economic
and t echnicr l considerations ."

Furthermore , NEPA provides t ha t:
"Al l agencies of the Fede ral Government shall review
the ir present sta tutory autho rity, administra tive
regul atio n s , and current policies and procedures for
the purpose of determin i n g whether the re ar e any de fici encies or inconsistencies therein which prohibit
full cumpliance with th e purposes and provisions of
• . . [NEPA ] and shall propose • . . such measures as
may be necessa ry to bring their authority and policies
into conformity with the intentj purposes , and procedures
set fo rth in this chapter." (16
,

Based upo n its mand a te under NEPA and in spec ific respon se to the
(17)
(18)
directive s o f Executive Order 11514,
t he CEQ
published

1

guidelines for fed era l agencies in th e preparation of environmental

i

impact stateme nts .

These

guide lines~c ons istent

with §§ 4332(2) (B)

and 4333, placed th e primary respo nsibility upon each individual
federa l agency to prepare i ts own NEPA procedures.
lines ,

~3(a),

36 F . R.

4724

(CEQ Guide -

(1971 ».

As a resu lt, USDoT , in 1971, prepa red its .guidelines relating
to th e process ing with in i ts department of a final EIS , USDoT Order
(1 9 )
5610.lA .
Paragraph 8.1. (l) r equir es that a fina l EIS, together
&gt;

with all c omme nt s which were re ceived from the circulation of
the draft EIS , be submi tted to th e Office of Environment and Urban
( 20)
Assis tan6e (TEU} f or USDoT f or concurr e nce.
Paragraph 8 £ (2)

(15 )

4 2 U. S.C . S 4 3 32 (2) (B) .

( 16)

42 U. S . C. S 4 333 .

( 17)

35 F. R .

(1 B)

Coun sel on Enviro nme ntal Quality.

(1 9 )

See fc.o tnote 13 .

4 247

(Ma rch 4 , 1970) .•

(20)
By USDo T N.llO.37 , the f un ctions o f TEU were transf erred to
'.:'ES , Assista nt Secretary f or Environment , Sa f ety and Con sumer
A£:a ir s nn February 5 , 1 97 3 .
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provides that the final EIS will be considered concurred in by
TEU unless notification to the contrary is sent out by TEU
within two weeks.

Upon concurrence,

to send the final EIS to CEQ .

Under

~

8m provides that TEU is

~

an, no administrative

action is to be taken sooner than 30 days after the final EIS has
been sent to CEQ and has been made available to the public.
(21)
FHWA , on October 14, 1972, promulgated PPM 90-1
as its
respo~se

CEQ

to the mandates of NEPA, Executive Order 11514, and the

Guidelin~s

that FHWA produce its own procedures for the
(22)
preparation of environmental impact statements .
Under ~ 6j

of PPM 90-1, the Regional Administrator of FHWA is given the
responsibility to act for FHWA in review and adoption of an EI5.
Under

~

6p(2), a supplemental statement to an EIS is to be pro -

cessed in the same mann e r as a new EI5.
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In this case , the proposed final EIS on the disputed segment

I

of 1-95 was sent by the Division Office of FHWA to the Regional

I

Administrator of FHWA on January 28, 1972.

I

Over a year later, on

April 13, 1973, the Regional Administrator of FHWA (Region 3)
approve d the final EI5 andforwardedit to the Washington headquarters of FHWA.

1

On April 16, 1973, the Washington headquarters

forwarded the final EIS to USDo T.

1

On September 19, 1973, TE5

appr o ved the combination final EIS and. n:4(f)" statement.

There-

aft er it was forwarded to the General Counsel's office of
U5DoT for review.
On November 16, 1973, Interim Air Quality Guidelines (23
( 23)
C.F.R. 770 , 38 F . R . 31677)
were adopted by FHWA to comply with
the mandate of the Federa l Aid Highway Act of 1970.

In S 770 . -

204(b) (3) of those guidelines, provisions are made for the handling

(21)

See footnote 12.

( 22)
PPl1-90-1 a lso deals with FHliA procedures for implementing
4 9 U. S . C. § 1653(f), 1 6 U. S . C. § 470f, 23 U.S.C. S 138, and 42
U.s. C: § 185 7h -7.
( 23)
Unless the con·t ext otherwise requires, allreference5n erei n t o
23 C.F .R. § 770.200 et seq . re fer to the Interim Air Quality Guidel ines , rather tha n to the Final Air Quality Guid e lines , 39 F.R.
444U (12/24/74) , ado pted effective Dec. 26, 1974.

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of highway projects where , as is the case here , a final EIS had
been approved by

t~e

Regional Administrator of FHWA before

October 15, 1973 and grading and drainage authorization was
requested after January 1, 1974 .

Subsection (i) of that section

of the Interim Air Quality Guidelines requires that the FHWA
Division Engineer, in those circumstances , consult with the state
highway agency to r eview the final EIS to determine whether or not
the discussion of air qual ity in the final EIS is adequate .

If,

u pon such review, it is determined that additional information or
analysis i s necessary, subsection (ii) of the Interim Air Quality
Guidelines provides:

"
. a supplemental EIS shall be prepared and
distributed for rp.view and comment to appropriate
l ocal , State and Federal agencies wi th ex~ertise in
air quality. Thirty days shall be a~lowe for comment by interested agencies."
(Emphasis supplied).
Subsection (iii) of the Interim Air Quality Guidelines fUrther

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provides:
"Comments received shall be processed following
the procedures outlined in PPM 90-1. Adoption of
the supplement to the final EIS by the Regional Federa l Highway Administrator shall be evidence of his
positive finding on the consistency of the highway
proposal with the State Implementation Plan."
(Emphasis supplied) .

1

While the combination final EIS and "4(f)" statement was
under review in the General Counsel's office of USDoT and as a
r esult of questions raised there , supplemental material to the
final EIS was sent to US DoT to be formally included in the final
document.

Among the supplemental materials furnished was a sum-

ma r y of BREIS (Tech. Memo . No.7) which had been previously circulated to EPA and to BAQC as well as to other interested agencies.
On March 29 , 1974, the General Counsel's office of USDoT
a pproved th e combinatio n final EIS and " 4 (F) statement.
In the meantime, the Division Engi neer of FHWA, in consultat ion with IDBC, Maryl a nd DoT , Re giona l

FHlvA,

and USDoT, upon review

o f the final EIS which h a d bee n pre par ed in large part over two
year s prior to that time , det e rmined that addi tional information
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was necessary in the EIS discussion of air qua lity in order to
comp l y with § 770.204(b) ( 3) of the Interim Air Quality Guidelines.
AMV was engaged on March 7, 19 74 , to prepare an analysis of the
(24)
effects of th e subject segment "of 1-9 5 upon t he leve l of CO
(25)
(26)
(27)
in the ambient ,a i r. The He,
POX,
and N0
air quality

2

studies . had previous ly been performed by AMV as a part of the

BREIS study.

On April 22 , 1974, the CO microscal e a n a lys is of

AMV as well as Tech. Memo No. 3 of BREIS, containing the me soscale
(28)

analysis of He , POX, and N0 , was
2
ment s to th e final

Ers

sent to EPA and BAQC

for r eview and comment

as supple-

pursuant to the

Int e rim Air Quality Guidelines, 23 C.F.R. S 770.204 (b) (3) (ii) .
BAQC

and EPA h ad had Tech . Memo. No. 3 in their possession

since appr oximate ly De c ember 13, 197 3 , as we ll as th e Tech . Memos .
of BREIS upon which Tech. Memo No. 3 was in part based since .at

j

least that date.

j

EPA had previou s ly comm e nted to IDBe and FHWA upon Tech . Memo. No.

i

1

3.

I

On J an uary 7, 1974, and February 5, 1974, the

On January 1 5 , 1974, March 27, 1974, and April 22, 1974, BAQC

had made comments to IDBe and FHWA in reference to Tech. Memo No .

,

3 . . As the r esult of one of th e comments of BAQC on April 22,
197 4 , concerning Tech. Hemo.No. 3 , a chang e was . made i n Tech.
Memo. No. 3 of which EPA was formally n o tified by letter dated

( 29)

May 7, 1974.

On F ebr uary 1 9 , 1974 ~ th e findings of the BREIS

study were formally presented at a mee ting in Washington, D.C.,
attended by r e presentatives of USDoT, by Vlashington, Region 3 and
Maryland Division repr esenta tiv es o f FHWA, by repr esentatives of
the Washi ngt on Of fic e and the Region 3 Office of EPA, a nd by
repre sentatives of BAQC .
(24) Carbon monoxide.
( 25) Hydrocarbons.
( 26) Photochemical oxidants
(27 ) Nitrogen dioxide.
(2 8) Bureau of Ai r Quality Control , a state agency.

(2 9 ) See pp. 7 and 8 , slip opinion MAD v. Traino r
No . 1-1- 74-66 6) cour t I s op inion da ted July 23, 1974.

(Civil Action

12
...
• 1 ·· .
.. ~. . . .

\

T

'.

�·.
With this background, BAQC and EPA ,

the applicable agencies

with expertise in air quality, were given 30 days to comment upon
the air quality supplement to the final ElS .

23 C.F.R. S 770.204-

On May 22, 1974, EPA , by telegram , stated that it faun

(b) (3) (ii).

the Segment to be inconsistent with the SIP and followed up its
telegram with detailed reasons on June 5, 1974.

BAQC had indi-

cated on J.lay 23, 1974, that it would make no further comments on
1-95 in reference to air quality in addition to those comments
which it

ha~

already made, but on June 4, 1974, further written

comments were made by BAQC on the air quality assessment of the
Segment.
In the meantime Joseph Stackley, on behalf of the Divison
Engineer of FHWA, determined the subject segment of 1-95 to be
consistent with the SIP on May 23, 1974.
On June 10, 1974, a meeting took place at lOBC between
representatives of IOBC , of AMV, and the Region 3 and Division

I

offices of FHWA concerning the EPA comments of June 5, 1974.
Based upon this meeting, the Divis ion Engineer of FHWA reaffirmed
the consistency determination which had previously been made by

1

the division level. EPA and BAQC were so notified on June 11,
1974, and were furnished a copy of SHA's responses to the EPA
comments of June 5, 1974 .

Pursuant to a request from the Regional

Administrator of EPA, a meeting took place on June 18, 1974,
with

re~resentatives

of the Regiona l and Division offices of FHWA,

and with representatives of lDBC, Maryland DoT, BAQC, and Baltimore City.

As a result of that meeting, a memorandum of under-

standing was prepared dated June 28, 1974.
On August 1, 1974, lDBC responded to BAQC's comments of June
4, 1974, relative

to the Air Quality Suppl ement to the ElS and a

copy of the response was sent to the Regional Administrator of
FHWA as well as to EPA (PX 225 ).
On August 9, 1 974 , the Regional Administrator of the FHWA
approved the suppl emental EIS relating to air quality and expressl
13

�.

,
,

..

declared that the Segment is consistent with th e SIP.

The reasons

for the consistency determination by the Regional Administrator
of FHWA are contained in a six-page statement (PX 228) attached
to the l etter transmitting his approval of the supplemental EIS
; to the Office of Environmental Policy of FHWA pursuant to t 6j
of PPM 90-1.
The major procedural defect which plaintiffs allege is fatal
to the approval of the final EIS, as supplemented, relates to the

tim ing of it'S approval.

They argue

that the final EIS was

approved by the Acting Secretary of US DoT on April 8, 1974,
admittedlr prior to the circulation of the air quality supplement
to the EIS on April 22, 197.4, a fact which, it is alleged, made
th e ".

circulations of the final EIS (in full)

for 1-95,

Caton to Russell,

. . . inadequate , and therefore an inadequate
(30)
This argument of the
basis for subsequ ent decision making."
plaintiffs is premised upon PPM 90-1 and upon 23 C.F.R. §770.204(b) (3) (iii), referred to above, which requires that comments on

an ai r quality supplement to an EIS, received from local, state,
and federal agencies with

exp~rtise

in air quality, are to be

processed following the procedures outlined in PPM 90-1.
In considering this argument of plaintiffs, note must be
taken of the fact that th e regulations and statutes involved did
not require the Secretary of US DoT to approve or concur, in the
EIS as such (PPM 90-1, ~ 6j; OS DoT Order 5610.1A

n

Bi, Bm, and

8n), but merelyrequired approval of the Regional Administrator
of the FHWA and the concurrence of the Assistant Secretary for
.
(31)
Environment , Safety and Consumer Affairs of USDoT.
The final

(30)

~

p. 1, plaintiffs' memorandum of law, 11/26/74.

(31)
Effective on November 29, 1974, procedures for review and
approval of an EIS relating to a highway section have been substantiall y amended.
The new procedures, however, replacing those
s e t forth in PPM 90-1 ,
do not apply to or in any way
affec t or alter decisions, approvals, or authorizations which were
given by the FHWA pursuant to directives then in effect . . • • "
23 C.F.R. § 771.4(b), 39 F.R. 41B06 (December 2, 1974). Similarly,
s ubstantial revisions have been made in procedures by USDoT for
the revie\v and approval of an EIS rel ating to a highway section.
fl • • •

':L'hes e new p rocedur es , however, replacing those contained in

14
1

\

.. '.

', ~-'

'

�..

EIS was approved by the Regional Administrator of FHWA on April 13 ,
1973 , and by the Assistant Secretary for Environment , Safety and
Consumer Affairs of USDoT on September 19, 1973 .

Because this

pro ject involved th e use of parkland, however, a "4{f) " statement
was combined with the final EIS, and the combined documents were ,
in fact; approved by the Acting Secretary of USDoT i n the exercise
of the responsibility mandated by 16 U. S . C.

·and 49 U. S . C.

§

Order 5610.1A, "

§

470f, 23 U. S . C. §138,

1653(£) under the procedures authorized by USDoT

at.

(b), " 9j , and 1 10.
1

Because of the fact

that the EIS also served as a 114(£)" statement the combined docurnent was n o t fo~warded to CEQ , as r e quired by the applicable
(32)

regulations until April 17 , 1974 , subsequent to the action of
approval by the Se cretary of USDoT.
I
,
!

·1
I

j

I
,

!
,

Thus, although the Acting

secretary of USDoT approved the combination final EIS and "4(f)"
statement in April, 1974 , after the effective date of· the Interim
Air Quality Guidelines , the final EIS itself had been approved
by both the Regional Administrator of FHWA and by the Assis t ant
secretary for Environment , Safety and Con sumer Affai rs by September 19, 1973 , prior to the effective date of the Interim Air
Quality Guidelines , 23 C. F.R . 770 , 38 F.R. 31677 (11/16/63).

The final E1 S , therefore , as distinguished from the air quality
suppl eme n t to th e EIS , had received its required approvals, contrary t o plaintiffs ' argume nt, before the circulation of the air
quality s uppleme nt.
The c omment s of EPA and BAQC were, however, received and consid ered by the Dis trict , Divisional, and Regional ' officials of
FHWA a f te r the a i r quality suppleme nt to the E1S was officially

(31)

c ontinued

DoT Order 56l0.1A, do not a p ply to a final EIS submitted to the
Off ice of th e Secretary o f US DoT for concurrence prior to
Se p tember. 3 0 , 197 4 . DoT Order 5610.1B , U5.c., 39 F.R . 35241
( Sep t ember 30 , 1 974 ).
(32 )

USilcT Order 5610.111,

36 F.R . 23 679 (10/4 / 71), ~8m.

15

' -.

- .. _. . . . . .- ~

. . ----, - .

�•
,

circulated to EPA and BAQC on April 22 , 1$74, even though the
comments of both EPA and BAQC were received after the 30-day
expressed deadline for comments had expired .

The comments were

considered at the me eting of June la, 1974, and at the meeting of
June 18, 1974, and were addressed in written responses at least
on Jun e 11 and August I, prior to the final consistency determination of the subject segment of 1-95 by the FHWA Regional
(33)

Administrator on August 9, 1974.

These written responses by

the District Office of FHWA, by lDBe, and by SHA were included in
the supplemental EIS as required by PPM 90-1,
~

2h.

~

6i and Appendix E,

In short , the comments were processed in accordance with

PPM 90-1 as required by 23 C.F.R. § 770.204 (b) (3) (iii) of the

Interim Air Quality Guidelines.

,
,

Plaintiffs next contend that the EIS was procedurally

I

incompetent in its consideration of alternatives to the proposed

·1
I

construction of I-95 and in its consideration of environmental
impacts broader than those or. the

I

itself.

L~~ediate

vicinity of the

Scgmen~

In a prior decision, MAD v . Volpe, supra, at 1385, this

court said that "in making some of the decisions which amount to
major federal action with respect to one or more of the roads or
segments thereof in the 3-A System , the Secretary, USDoT, or his
delegate, may have to consider with respect to some of the environmental impact problems, not only the environmental impact of the
r oad

or segment for which his immediate approval is requested, but

also the total environmental impact which would result from the use
of the road or segment und er consideration if and when used in
connection with other segments or roads, already built or proposed
to be built." As supplemented by the material furnished in connection with
the r eview by USOoT's General Counsel as well as by the air quality
s upplement , the final EIS contained at least enough discussion of
the environmental effects of the
(33)

proposed segment of 1-95 as to

Plaintiffs' Exhibit 228.

16

,

I • ,, '

•

•
•

�.air quality, noise, and other environmental considerations , of
the microscale and mesoscal e alternatives which were cons idered,
of the ';'rreversible and irretrievable canunitrnent of resources

involved in the proposed action, of the economic, sociological,
environmental, and other impacts of the propose d action, of the
measures proposed to be taken to minimize harm and of the other
subjects required to be dealt with in an EIS in order to be pro(34)

cedurally correct.

In Part III of this opinion a more detailed

description will be given of the contents of the final EIS, as
supplemented.
From a strictly procedural point of view, plaintiffs have
made no point of the. fact that design approval for the subject
segment of 1-95 was granted by the Division Engineer of FHWA on
May 21, 1974, prior to the expiration of the 30-day comment and

"&lt;l
j

I~

( 35)

review period of the air quality supplement to the final E1S.
Furthermore, the plaintiffs have not asserted as an issue in this
case the effect of the fact that the consistency determination of
the Segment with the SIP was not made by the Regional Administra-

I

tor of FHWA until August 9, 1974, which was subsequent to the

1
,

date when PS&amp;E authorization was granted for three sections of
the segment of 1-95 on May 24, 1974, and for the fourth section
on July 3 , 1974.

Those issues not having been raised be fore the

court, no ruling is made on the question of whether or not the
issuance
defective .

of such authorizations and approvals was procedurally
Even if these design and PS&amp;E approvals were pro-

cedura11y defective, however, because of their timing, subsequent
approvals of various matters relating to the construction of the
Segment by th~ Regional Administrator of FHWA makes moot any
technical deficiency in the absence of bad faith by the appropriate
federal governmental officials.

Jicari1la Apache Tribe of Indians

v. Morton, 471 F.2d 1275 (9th Cir. 1973); Citizens for Mass Tran sit

(34)
42 U. S . C . S 4332 (2) (C); PPM 90-1, Appendix E; CEQ Guideline s ,
40 C.F . R. S 1500.8; US DDT Order 5610.1A , ~8e -.

(35)

Defendants' Exhibit 198.
17

,

�Against Freeways v; Erinegar, 357 F. Supp. 1269 (D.Ariz. 1973).
As stated in Part III of this opinion, the court believes the
appropriate federal governmental officials acted in good faith.
II

The next general area of inquiry relating to the approval
of the final EIS, as supplemented, is the question of whether
the governmental officials involved acted within the scope of
their authority in approving the final EIS, as supplemented .
The action of the Regional Administrator of FHWA in approv-

ing the final EIS

on April 13, 1973, and the concurrence

of the Assistant Secretary for Environment , Safety and Consumer
Affairs of US DoT on September 19 , 1973 , and the Acting Secretary
of USOoT on April 8, 1974, with the Regional Administrator's prior
approval of the f i nal Ers , as well as the action of the Regional
Administrator of FHWA in approving the air quality supplement to
the final Ers on August 9, 1974, are entitled to a presumption of
regularity .
at 415.

Citizens to Preserve Overton Park v . Volpe, supra,

No argument has been made by the plaintiffs that those

officials did not act within the range of choices potentially
available to them under the appropriate statutes and regulations
granting them their authority and responsibility to act, nor have

,

the plaintiffs argued that they did not properly construe the
"

limits of their authority.

The plaintiffs do , however, strenu-

ously argue that the evidence before the appropriate officials _
was insufficient to provide a basis for a reasonable belief

that

the factual preconditions existed which were required to exist in
order to justify them in exercising the authority given them to act
with approval .

As to the former two points, the presumption of

validity of the actions of the governmental officials is sufficient,
in the absence of any challenge by the plaintiffs, to justify this
court in not examining them fUrther.

As to the latter point, the

facts underpinning the contention are substantiqlly the same as
those to be discussed in connection with the third area of
judicial inquiry .
18
"-" ~ --:"--"""-""""---

"-"

.

~

-.~.

-

---

-..

�III:

The third and last area of judicial inquiry is that generally
encompassed by 5 U.S.C. § 706(2) (a).

Again paraphrasing Mr.

Justice Marshall in Citizens to Preserve Overton Park v. Volpe ,
supra , at 415-416, this area of inquiry requires a determination
by the court as to whether or not the challenged decisions were
based upon a good faith consideration of the relevant factors
as well as upon whether or not there was a clear error of judg·ment in arriving at the challenged decisions.
The pla'intiffs allege three basic deficiencies in the EIS
for the Segment .

They say first that the traffic projections

which wer e utilized in th e final conclusions of the BREIS are so
incompetent as to demonstrate a clear error of judgment since
they were included as a part of the final EIS upon which the Secretary of DSDoT made his final judgment on April 8, 1974.

Secondly,

the plaintiffs allege that, as a result of the errors in BREIS,
al l of the relevant factors were not properly and correctly considered in assessing the total environmental impact which would
result from the use

of the segment of 1-95 under consideration

if ·and when it were used in connection with other segments or
roads already built or propo sed to be builtin .the Bal tirnore
Metropolitan Area.

Lastly, the plaintiffs allege that inadequate

consideration was given t o alterna ti ves to construction of the
segment such as the use of exclusive bus lanes, rapid rail
transit, reversible directional traffic lanes, and other s uch
restrictive mea sures and that, therefore, all the relevant factors
were not considered and ther e was a clear error of judgment in
approving the.final EIS.
At the outset, the court finds as a fact that the federal
decision makers at the District, Division, Regional, and National
level in the FHWA, as well as in the TES section, the General
Counsel's office, and the Acting Secretary's office of USDoT, act ed
in good faith in making the decisions which are in issue in thi s
proceeding.

While it is true that certain of the FffivA official s ,

19

..

-- _.. - .,
\'

,

,

.

�particularly at the District and Division level, cannot be said
to be subjectively impartial in their attitude to the 3-A System
and the subject segment of 1-95, the same is true of certain of
the Regional officials of EPA and of BAQC.

Subjective impartiality

is not required, however, but only an open mind, willing and able
to exercise good faith objectivity in weighing the reasons, pro
and con, for taking a particular action in compliance with the
responsibility imposed upon that official by law.

Environmental

Defense Fund v. Corps of Engineers , U.S. Army, 470 F.2d 289, 296
(8th Cir. 1972), cert. denied 412

u.s.

931 (1973); MAD v. Volpe,

supra, at 1389.
The BREIS study, a summary of which was included in the combined final EIS and "4 (f)

It

statement, formed a major pa.rt of the "

factual background upon which th e ultimat" decisions which are
e
challenged here were made by th e highest authori ties in USDoT and

I

FHWA.

1
!

Essential to the validity

the technical reliability of th e

I

of the conclusions of BREIS is
projec~ions

of traffic volumes

l

which were developed in the various alternative transportation

1

systems analyzed.

I
j

In the area of need for the subject segment

of 1-95, as well as in the prediction of l evels of CO, He, POX,
and N02' the predictions of traffic volumes in various target

!

years of the several alternative transportation systems studied
are crucial.

&gt; I

Errors in traffic volume projections most likely

would result in errors in conclusions based on traffic volume
projections.
Prediction of the future, however, is necessarily a risky
business.

Thi s court is persuaded that no single methodology or
technique in prediction of futUr e traffic volumes has been

empirically d emonstrated to be an infallible one under all circumstances.
The basic methodology utili zed in the BREIS study was to
assume a land use pattern and d e nsity for each of the respective
alternative transportation systems to be examined.

Necessarily,

such a procedure involve s a substantial amount of judgment to be
20

,..

�•

,
,-

exercised by those who perform the study.

The land use predic-

tions were performed by experienced professional land planners

and traffic analysts on the staffs of RPC and AMV and were based
upon examinations of factors considered most likely to influence
land use patterns.

While one may disagree with the results

within a specific instance of the application of their professional judgment, it is impossible to say with certainty, or even
with probability, that their judgment in general was erroneous.
Having decided upon the respective land use which was correlative with a particular transportation system alternative, the
travel patterns of all people assumed to be living and working
in the region with respect to each assumed land use were then
determined by using th e trip generation equations developed through
the application of computer techniques for the Baltimore region.
The basic theory of

j

I
1

called

th e~equa tions,

euphemistically collectively

a "gravity modeJ," is bottomed upon the proposition that

history repeats itself.

In other words f it was assumed that there

is a demonstrable relationship

betwee~on

the one hand, the social

economic, and land use characteristics of a parcel of land and its
availability or accessibility · by various transportation modes,
and, on the other hand, the number and mode of 'trips of persons
to and .from that parcel of land.

,

,

The gravity models used in the

BREIS were very sophisticated in their predictions of the distribution of the predicted trips on various highway links

of

the

regional highway system and on other parts of the assumed transportation system.
The basic gravity model;ng teChnique employed in the BREIS
study, however , is mor e sophisticated than that which has been
utilized in the

past in that an attempt was made to break down,

for comparison purposes, the land use assumptions into different
land us e and d emographic assumptions for each of the alternative
transportation systems being analyzed.
The trip generation equations used in BREIS were based on
the travel desires and choices indicated by the
21

B~mTS

origin and

�destination study carried out by Wilbur Smith and Company in the
Baltimor e Region i n 1 962 .

The BMATS study did not, however,

reflect changes, if a ny, in trave l patterns a nd choices which
migh t have been caused by the

~ornpletion

and opera tion of the

Baltimore Beltway in 1 963 and years following.
There is doubt among professionals in the field whether a
massive origin and destination study of .t he scope of the 1962

BMATS study should be r e peated at the present

tim ~ to

determine

whether or not there is any major change in the trip g e neration
relationships which have been caused by the completion and operation of th e Baltimore Beltway and othe r major projec t s.

While it

would appear to thi s court th at it is desirable to h ave as much
info rmati on as reasonab ly possible in de termini ng the continuing
validity of ass um ed equati o n s . ,f or the projection of futur e traffie volumes, the c ourt does not

believe it appropr ia te or neces-

sary for it t o attempt to set itse lf up as a super professio nal
tran spo rtat~on

ana lys t or planner to state that the equations

are necessarily in error solely because they were based upon the

BMATS study of 1962.
The plaintiffs charge most vigorously that the traff ic proj ections of BREIS are understated in a ll a lternatives which include as a component the 3-A System , beca u se th e equations do not

,

explicitly c ontain a factor for "generated " traffic.

"Ge nerated"

traffic i s a term utiliz ed by profes s ional planners and transportation analysts to refer to a phenomenon of combined additional
trips on an old road and a generally parallel n ew .road which are
greater than those additional trip s which can be account ed for
simpl y (1) by - divers i on of existing traffic from other routes i n
the g e n e ral vicinity and (2) fr om n orma l growth of traffic in
g eneral over a given period of time .

There is a dispute among

professionals in the fields of tran spo rtation planning and analysis
as to whether or not the phenomenon of "generated" traffic can be
said to exist on a regional basis as oppo s ed to a s pecific hi ghwa J'
link or series of links basis.

22

--

."--, \'

Furthermore, while tr ansportation

�..
planners and analysts talk about "generated" traffic, the phenomeno n
is not clearly understood, and they do not know the destinations
of such traffic or the purposes of the trips which are involved
in such traffic"
.

At least some of th e generally assumed causes of

"generated " traffic were taken into consideration implicitly in
the BREIS methodology in that a factor was included (1) for trips
diverted from other forms of transportation ,

(2) for trips which

would have been made to other destinations or from other origins
if the new route had been les s attractive,

(3) for traffic

changes caused through sophisticated and sensitive changes in land
u s~and

(4) for traffic chang es caused by changes in demographic

patterns assumed for the various transportation system alternatives.
There is no evidence of any generally accepted methodology
among transportation planners and analysts for the inclusion of a
factor which explicitly represents other ca u ses of "generated"
traffic in a mathematical travel simulation model used for travel
forecasting on a region-wide basis for a region comparable in size
to Baltimore.

Whether "generated" traffic should or can be

explicitly taken into account in travel forecasting of a regional
type $uch as is sought in BREIS is a matter of reasonabl e debate '
among transportation planners and analysts.

To the extent that

"generated" traffic is generally acce pted to be appropriate to
consider in gravity model formulae in reference to a single
facility, such traffic was taken into consideration in " h e travel
t
forecasts employed in BREIS, within the state of the art of travel
forecasting, by the data and methodology applied in BREIS on a
system-wide basis.
As a part of the 3-C Process, a validation check was made of
the simulation formulae utilized for traffic projections and forecasts in the Baltimore region which were used in the BREIS study .
The verification process for the models and subrnodels u sed in
the BREIS for traffic projections compa red th eoretical simulated
projections of VMT for 1970 \-li th extra polated VMT based upon
ac tua l counts for the same year.
23

.

\ \ '

"

�•
,
I

..
It was known tha t the models would not give an absolutely
perfect representation of observed 1970 travel.

Rather , it was

expected and hoped that they would give the approximate or rough
orders of magnitude of the l eve l of the observed 1970 travel.

It

was also sought to be determined whether the models appeared to
show

any consistent bias and whether roughly correct levels of

travel were shown to have take n place in the correct transportation
corridors.
For purposes of the evaluation , traffic counts were obtained
from the State Highway Administration and from local juri sdictions.

I

I
!
I

There were actual traffic counts for the simulated crossing of a
regional line of division known as the Gwynns Falls screen line.
At the Gwynns Falls screen line , the aggregate simulation is 5.6%
higher than the aggregate adjusted observed traffic count for 24
hours.

I
I

Th e simulation is 40.4% higher for peak periods.

Figure I of plaintiffs' Exhibit 239 reflects the ratio of
simulated traf fic to counted traffic for 24-hour and peak periods
(36)
at 22 cutlines .
The counts u sed on these cutlines were
actual, r ather than extrapolated, counts.

The cutlines were

selected for places which were thought would tell something useful
about the way the model was simulating ground conditions, but
could only be established at places where actual counts were

,

available for adjacent facilities crossing a corridor cutline.
The average of the 22-cutlin e ' 24 -hour ratios is 95.04% in the
simulat ion to the actual counts.
,

The average of the peak peri.o d

ratios for the 22 cut lines is 20.89% higher for the simulation

. I

than the actual counts.
A comparison was .also made between the adjusted ·counts ·of
(37)
and the simulation.
vehicles crossing the external cordons
( 36 ) A cu tli ne is an artificial line drawn on the highway network
whic h cros ses several roads in the network. The total traffic
count for the several roads which the cutline crosses (measured
at the 1?oints on th e several roads where the cutline crosses those
roads) ~ s the traffic count for that cutline.
( 3 7) An exte rnal cordon is the imaginary line which delineates
the external limit of the study area . The external cordons in all
24

..

--

--.--- - .-.-_.- ..-

�..
The aggregate simulation was .3% higher than the aggregate adjusted
counts of the crossings of the external cordons .
Table 2 of plaintiffs' Exhibit 239 presents comparisons , by
volume range of facilities, for the number of count observations
actually obtained to the volume simulation for those highway
links at the point at which the count was obtained.

In volume

(38)
group s below 30 , 000 ADT ,

the simulation is slightly lower than

the adjusted counts for 24 hours.

For the adjusted range in

excess of 30,000 AnT , the counts are 21% higher than the simula tion for 24 hours.

For the peak period volumes , the simulation is

s l ightly higher for volumes ranging up to 4 , 000 vehicles, but the
counts are 22% higher than the simulation for the 1 8 obser vations
involve d in the comparison for peak volumes of 4, 000 o r more.
In order to make the comparison of the simu lated VMT t o the
actual VMT, it was necessary to make certain assumptions since
traffic counts were availab l e on only approximately 25% of the

:
I

l i nks in the simulation network .

I
1

In addition , not al l of the

actual traffic counts comprising that 25% of the links wer e made
in 1970 and many of those counts were factored t o 1 970 from counts

1

made as early as 1968 and as l ate as 1 972 .
the a c tual traffic counts were not adjusted

1
,
l
I

In a number of cases ,
fo~ " mu1tip l e

vehicles.

!

ax l e

I n computing Table 3 of plaintiffs' Exhibit 239 , the

actual count, as adjusted for 1970, was used for each l ink for
which an actual count was available and multiplied by the l ength
of that link in order to arrive at vehicle miles traveled .

For

those links for which an actual count was not available , t he
averag e of the counts for links within the strata for which
count s were a v ailable was used as the count for that link.

Each

averag e link count was then multiplied by the length of that link
(37)
continue d
the corr idor s cro ssed 6 6 highway facilities ranging in vo l ume from
a hig h o f 55,6 00 on th e Baltirnor e -h'ashington Parkway to a road
with ?n "averag e daily tr uf fic o f 60 . A number of the roads have
volm:tes in th e l o w hundr e ds on a daily basis.
(38)

Averag e d a ily tr a ffic .
2S

,. ,

�.

.
in order to arrive at estimated vehicle miles traveled for that
link.

The total of all such links within a stratum was presented

in Table 3 as the actual count.
The VMT comparisons in Table 3 reveal that the model simulates
93.3% of VMT for freeways in high intensity areas.
for freeways in all areas is 86.8%.

The average for principal

arterials in all intensity type areas is 84% .

collectors is only 45%.
Mr .

Ock~rt

The average

The average for

The regional average is 79.4%.

of the Regional Planning Council and others of

the professional planners involved in the BREIS study believed

I

that the relationship in Table 3 tended to show a bias which over-

I

stated the actual VMT in relation to the simulated VMT.

I
•

Their

reasoning was ·based upon the premise that the traff ic counts which
were available for use in the year 1970 were

on highway links on

high volume roads on which there was some problem which had precipitated the taking of the traffic count in the first instance
and that the use of those traffic counts, as an average to be

,

used in the comparison as the link count for those links for which
there was no actual count, would overstate the actual VMT.

In

other words, the professional people involved in traffic fore-

I
.

casting in this area were of the opinion that the links whose
traffic· counts were used as the basis for the averaged computation
of counts for links for which no actual counts were available were
not representative of all links in that stratum.
the
The participants in/validation check then examined the simulated volume for each of the 4,400 links in the simUlation network.
The average of the simulation' links was determined for those links

in a stratum for which counts were available and was compared to
the average count of all stratum links determined by simUlation.
This comparison showed that the average of simulation counts for
links for which counts had been taken was higher than the overall
average by simulation of all links in the stratum.

It was, there-

fore, concluded to present the VMT comparison in the travel

26

. ~

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simulation model validation report (PX 239), on an alternative
basis, in an additional table to compensate for the presumed bia s.
The VMT for links for which actual counts were available was
computed by the us e of the actual counts in the same manner as the
VMT for those links was computed for inclusion in a stratum in
,
Table 3 .

For those links for which there were no counts, how-

ever, the mean of the counts on links within the stratum for which
.counts were available was adjusted by a factor, the numerator of

was
which/the average simulated count for all links within the
stratum and the denominator of which was the average of all
counts within the stratum for which counts had been obtained.

On

this adjusted basis, as is shown in Table 4 of th e validation

!

report (PX 239), the model simulated 107.7% of VMT for freeways

I

and high intensity areas and 95.6% for freeways overall.

I

The

regional average for all road and area types was 85.8%.
The difficulties in the validation check caused by the fact
that actual counts, factored in a uniform method to the year 1970
and taken by uniform procedur e , were not available for all highway links in the various strata has caused the RPC and the state
highway officials to embark upon a program designed to eliminate
this difficulty in the future.

Beginning in the summer of 1974,

traffic counts are being taken for planning purposes at random
locations of links for differ e nt strata.

The purpose i s to be

able to estimate WiT by using counts that are completely free of
bias so that the .plaintiffs will not have to go through the
procedure which was found necessary in the adjustment of counts
for the 1970 alternative comparison.

The counting program will

be uniform in the methodology of taking the counts as well as in
the factoring of those counts to arrive at 24-hour and peak
period values.
·It is true that the adjustment of "actual" VMT reflected in
the difference

betw~en

Table 3 and Table 4 of plaintiffs' Exhibit

239 is not itself proof that the gravity model and submodels
27

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�'

.

.'
utilized in the Baltimore region are functioning correctly..

The

larger differences between the simulated results and the "actua l"
counts in Table j were assumed by the RPC and other groups
responsible for parts of the BREIS to be caused by a "bias" in
the use of higher than actual counts, but, of course, it is conceivable that the differences could have been caused by a failure

of the models to project VMT to as high levels as
occurring.

This, in fact,

w~re

actually

is the th esis of Mr. Morris, the expert

for the plaintiffs, who stated his belief that the failure of the
for
BREIS models to include a factor/Ilgenerated ll traffic, rather than
a bias in favor of overstated actual counts, is what re sulted in
the differences between Table 3 and Tab le 4.

While he may well be

correct, there. is considerable credible expert opinion to the
I

!

contrary.

1

in the future,

,1

As the technique s of traffic forecasting are refined
just as they have been in the past, and as the

3-C Process initiates more in-depth analyses and examinations of
the: BREIS models and submodels, and

.1

dti

more current origin and

destination studies are undertaken as a part of the overall continuing planning process in this area, the BREIS models may be
found to require extensive revision and . recalibration.

At the

time that this study was initiated and comple'ted, howev er , and
at the time the decisions b ased thereon were made conc e rning the

i

Segment, the BREIS model and submodels, and the methodology which
was utilized in preparing the traffic projections in issue here
fairly represented and were within the state of the art.
An agency processing an EIS and making judgments required to
be made by NEPA and related sta tutory mandates i s not required to
accumulate "

. the sum tota l of scientific knowledge of the

environmental elements affected by a proposal.

1t

EDF, Inc. v.

Corps of Engineers of U.S.Army, 348 F. Supp. 916, 926 (N.D.Miss.
1972), affld, 492 F.2d 1123 (5th Cir. 1974).

Not all experts in

the field need agree with the conclusions conta ined wit hin the
EIS nor does the la\V' require that a court fi nd the EIS is scientific perf ection.

Life of the Land v . Brinegar , 485 F.2d 460,
28

..
.

.... -_.0, .-

' .

,
,..
,

�,
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472-473 (9th Cir. 197 3) ; Redding v . Morton,
(D. Mont. 1974)

(6 E.R.C.

F. Supp .

1887) .

In addition t o t he alleged error of BREIS as a result of the
fact its equations were based

~pon

a 196 2 or igin-de sti n ation

study and of the alleged failure t o consider "generated " traffic,
plaintiffs assert other r easons why the BREIS is substantive l y
inva lid and, therefore, does not fo rm a proper basis for the

r espo nsible offic ial s to have considered ".

n o t only the

environmen ta.l impact of th e r oad or segme nt for which •
immed i ate approval [was ] r e que s t ed , but also the total environmental impact wh ich would result from th e road or segment unde r
./

considera tion if and when us ed in connection with other segments

I

I
•
I

or roa ds, alr eady built or proposed to b e built."

MAD v. Volpe,

supra, at 1385.
BREIS Tech. Memo. No.2, e ntitled "Trave l Simulation and
Traffic Analysis" stated certain assumptions which were mad e in
the s tudy.

Among tho se assumptions were the following s ix which

th e plaintiff s have challenged:
1. "Total tr ave l demand i s invaria nt with system
supply. The t o tal number of person trip s is a function
of social and eco nomic characteristics which vary by
alternative only and do es not vary ei ther .with the amount
of highway o r tr ans it system avai l able or with the cost
of tra vel ."

&gt;

2.
"The rel a tive cos t s of using transit as compared
t o highway travel will be approximately stable . "
3.
"No restrict,t o ns such as g aso line r a ti on ing or
limitation of parking supply will be imposed."
4.
"Travel r espons e to s uch factors as trave l time
and trave l costs will remain constant over the 25-year
forecasting period."
5.
"By 1980, 28 mil es of the Phase 1 Rapid Transit
System w-ith a coordinated bus system will be in operation . "
6.
"By 1995, the full six-corridor Rapid Transit
System with a c oordinated bus system will be in operation."
A variable for system supply was not expressly placed in the
person-trip generatio n equation u sed in the BREI S travel f oreca sts.

Professional opinion is uncertain as to the direct re-

l ationship, if any, of the availability of highway facilities on
29
,-

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J

a regional basis to the total n umber of r egiona l person-trips
generated.
In BREIS the total number of trips made by people was

directly related to socia l and economic ".c haracteristics , such as
population, employment, labor force, au tomobil e ownership, and
income levels.

These socia - eco n omic characteristics vary with

the supply and characteristics of the transportation system.

The

sys t em suppl y therefore, implicitly, rather than explicitly,
influenced the number of person trips gener ated under the rnethodologies and equations empl oyed in BREIS.

BREIS did reflect

differences in predicted VMT with respect to the a l ternative land
u se and transportation assumptions.

The conclusions were a s

follows:
Alternative

VMT

(P er 24 hours in millions)
1 970 Existing

19 80 Complete 3A

25 .9 77

H80 3A l ess Fort McHenry Crossing

26.000

1 980 No 3A

25.642

19 95 Complete 3A and GOP

34.146

1995 No 3A , all other GDP

32.826

1 995 Complete 3A, no GOP

32.217

1995 No 3A , no other GOP

--

17 . 842

28.599

The assumption and methodology u sed by BREIS in thi s r espect was
within the state of th e art.
As to the assumptions that there would be no gasoline rationing or limitation of parking supply and tha t the relat i ve costs
of u sing transit as compared to highway travel would be approxima t ely stable, such assumptions in BRE IS · were based upon the
uncertainties existi n g in those areas at the time that the BREIS
was being

prepared.

Since h i s t orical f act could not be r e lied upo

to supply the b ench marks, assumptions were necessary.
At the t im e that the BRE I S study was being pr epared in 1 97 3,
the

effe~ts

of the so - called e n ergy c ri s is were n ot gene rall y

30
,
,

~

�..
knovm or recognized.

It was not until late 1973 that the price

of gasoline rapidly escalated and it became apparent that

petroleum products, particularly gasoline, wo uld rema'in at a higher
r elative cost than other i tems i n o ur inflationary economy .

Since

the fall of 1973, transit costs to the riders th ereof have decreas ed in relation to the costs of operating an automobil e .

New

studies hav e been undertaken, however, as part of the 3-C Process
in the Baltimore region to evaluate the effect of the energy crisis
on th e tran sportation plan.

These studies , now substantially

complete, will be a part of the information available when additional Segme nt a uthoriza tions are requested.
The assumptions of the BREIS that there would be no transportation re s trictions, s uch as gasoline rationing or limitation
of parking supply , were made in the early spring of 1973.

At

that time ther e were alternative strat egies under consideration for

I
•

adoption as an SIP , but the responsible l oca l, state, and federal
government officia l s had not agreed as to what th e plan would be •

I

It was generally known o r anticipated that ther e would be some
restrictions on the unlimited use of automobiles, but it was not
known exactly which specific p l a n s would be adopted.

It was not

until December 12, 1 973 , that the EPA, after having rejected t he

j
,

SIP submitted by the Governor of Maryland , promulgated in th e

I

Federal Regi s t e r

it s SIP for Metropo litan , Baltimore which in-

cluded deli be rate restrictions on a utomobile u se.
came law on January 12, 1 974.

That ·plan be-

Two basic reasons ex i sted for the

assumption in the BREIS of no automobile restrictions.

The first

r eason wa s that it would have been extremely difficult and inefficient . to ana.l yze a variety of restrictive plans at a time when
it was not known which plan or combinations thereof would be
approved as law.

Secondly , the ass umption of no restrictions on

the use of the aut omobile would enab l e the policy maker s to see
what air quality and other conditions wou ld prevail without
transportation controls in order that they could move from the
l e ast restrictive measures to th e mor e restrictive measures in
31

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;

�•

L
,

.
the event that air quality and other conditions required increased
restrictive measures on the use of automobiles.
197 "

On December 27,

a contract was made with AMV to perform an analysis of the

effect of the SIP strategies as a supplement to the BREIS under the
continuing 3-C Process.
NEPA,

§ 102 (2) (C),

require that every con-

does not".

ceivable study be performed and that each problem be documented
from every angle to explore its every potential for good or ill. "
Sierra Club y. Froehlke , 345 F. Supp. 440, 444
aff ' d , 486 F.2d 946 (7th Cir . 1973).

(W.D.Wis. 1972),

The agency must undertake

in good faith a diligent research effort " . • . which utilizes
effective methods and reflects the current state of the art of
relevant scientific discipline."
Supp . 1401,

E.D.F. Inc. v. Hardin, 325 F.

1403 (D.D . C. 1971).

In the absence of empirical

data or hard fact s at the time that the BREIS study was being
prepared , the study was not technically inadequate solely because
it stated assumptions of this nature which later proved to be
incorrect, particularly where steps have been taken through the
3 -C Proc ess to analyze BREIS results further in the light of later
deve lopments for use in making subsequent decisions.

Compare

State of Texas v . Environmental Protection Agency, 499 F.2d 289,
30 1 (5th Cir . 1974).

,

It would be the height of folly to require

that no technical studies could be made in the area of traffic
forecasting until the sweep of external events influencing the
traffic projections had stabilized.

History and common se nse

tell us that such a statutory or judicial mandate would prevent
All that is required is that

studies f r om ever taking place .

assumptions , wh ere necessary or desirable to be made as the
groundwork for a study of this type, be made in good faith and
with a rational e xplanation.
Th e

as s umpt i o ~ fi

Such exists here.

of BRE IS that trave l re spons e to such factors

as travel time ar.d travel costs will remain constant over the
25-year

f o recasti~g

period is not seriously challenged in its

32

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.-.
'

..

.

-

l

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..
validity by the plaintiffs.

Under the foregoing criteria, it

was an appropriate assumption.

Similarly, t 'he assumptions of BREIS relating to the extent
of rapid rail transit in operation in the Baltimore region in
1980 and 1995 were appropriate.

Completion of Phase One of the

rapid rail transit system by 1980 was assumed in BREIS because
previous transit planning had indicated that as a reasonable
target year.

MTA is currently estimating 1981 as the completion

date for Phase One, the ceremonia l
been held.

groundbreaking for which has

The difference between the years 1980 and 1981 is

relatively unimportant in travel projections since the projection
techniques are not that precise.

From the standpoint of air

quality, Phase One has very little effect on air pollution in
the short term.

The full six-legged rapid rail transit system is

assumed for the 1995 target year because it is the official policy
of the region as embodied in the GOP.

Using the criteria above

set forth, these assumptions wpre appropriate.
For reasons which are more fully discussed in reference to

1

the finding of consistency between the plan for construction of
the Segment and the approved SIP, the consideration of air quality
in the BREIS also passes muster in that the relevant factors were
considered in good faith and there was no clear error of judgment.
Turning now to the discussion of alternatives to construction

&gt;
of the segment of I-95, no point is made by the plaintiffs that
there was not adequate consideration of alternative
alignm~nts:

On the contrary, the plaintiffs argue that there

was not adequate

considerati~n

of alternatives to building the

Segment at all in any location.
On p. 7 of the original text of the final EIS, after a brief
statement of the history of the study of proposed expressway
systems in the Baltimore region over a 25-year period, it is
stated in reference to the Segment as follows:
"The alternative of no highway at all would leave
the area of southwest Baltimore with inadequate tran s portation facilities.
Industrial and commercial growth
33

.,

,

,'

,.

�. &lt;

woul6 be stymied by lack of adequate access. Existing
residential areas would suffer from large volumes of
truck traffic on their streets.
"The Baltimor e -Washington Expressway corridor wou ld
ultimately become unbearably overloaded since it would
be the only adequate access point to Baltimore City for
a ll south and southwest traffic."
On p. 14 of the "4(f)" section of the final EIS the following
statement is made.

i
I

i
!
I

I
,

"Economically speaking , the roadway would stir and
retain commercial interests within the city limits.
Industry which depends ,largely on trucks as their main
means of shipping and delivering will remain in the city
rather than move to the Maryland counties due to their
easy access to 1-95. Also, the highway along with the
proposed rapid transit system will provide people with
quicker means of travel to downtown shopping areas and
the new inner harbor redevelopment project.
"As a transportation facility , 1-95 provides an
integral link between the northern and southern states.
With respect to Baltimore City, traffic can use
1-95 "as a bypass of the city or can interchange with
1-395 and drive directly into downtown Baltimore."
In responding to the comments of the EPA in its letter of January
19, 1972, filed as an attachment to the final EIS, IDBC, in a

1

I
1

I
;

letter dated February 8, 1972, also filed as an attachment to the
final E1S, stated in reference to alternatives proposed to construction of the

Segmen~

as follows:

"Converting lanes of Russell Street or the BaltimoreWashington Parkway during peak hours is an impossibility.
These facilities do not operate at a directional split
which would allow such an alternative. A 65-35 or even
60-40 split may allow this. However, portions of
Russell Street are almost a 50-50 split at peaks both
morning and evening. The Baltimore-Washington Parkway
because of its interstate character has a tendency to
oddball peak hours in directions opposite from what may
be anticipated. For , instance on Friday afternoons traffic from the Beltw~' inbound is often heavier than outbound.
In most instances the's e facilities operate near peak
capacities during rush hours." (Emphasis in original).
IDBC's letter also noted that staggering of work hours to reduce
peak volumes was

being done "to a large extent already to

spread peak hour traffic in many areas of the city."

As t o the

suggested EPA alternative to the construction of the Segment of
establishing excl usive bus lanes on existing roadway facilities
to encourage utilization of mass transit service in the corridor
to be served by 1-95", lOBe's l etter stated:

34

,'-

-

"

�..
" This i s hard to do whe n extensive portions of
the Ba l t imor e - Nas hington Parkway a r e only two lanes
each way now . Russell S tr ee t, although t hree lanes
each \-Iay , allows no space for exclusive bus lanes wi t h out urs urping an existing travel lane . This would r e sult in llionumental traffic jams."
In respon se t o an EPA s uggestion that an alternative t o the cons truction of th e Segment would be an improvement and expansion of
public tran spo rtat i o n mode s s uch as bu s and rail service, lDBe
responded that the improvement of

pu~lic

tran spor tation fac ili-

ties "i s considered an integr a l part of the tr ansportation network, not

a~

an a lte rna tive .

The hi ghway program assur es existence

o f a future rail r ap id transit line in this corridor as well as
additional bus service s ."
As previous ly noted , th e final EIS , as supplemented, included
a summary of the BREIS s tudy, the express purpose of which,
among other things,was to study and an a lyze the transportation sys tem alternatives in the year s 19 8 0 and 1995 and the environmental
effects which thos e alternatives could reasonably be expected to
have .

Attached as Appendix I to thi s opinion is a chart contained

in th e final EIS, as s u pplemented , entitled · "Evaluation of Short-

I

I.
Term (19 8 0) Eff e cts.

II

Attache d as Appendix 2 is an additional-

chart found in the final EIS , as
o f Long Term (1995) Effects."

supplemented , ~nt itled

"Evaluation

In sUIllfl.lary form these two ,charts

set forth the result s of the BREIS study.

While the conclusions

of BREIS, f o r rea sons discus sed elsewhere in this opinion, may in
part be debatable, they repr esent

th e r es ults of a dilig e nt researc h

effort which , in good faith, utilized "

• . effective methods and

ref lect [ed 1 the current state of the art of relevant scientific
dis cipl ine ," and ",

should be judged in light of the scope of

the proposed program a nd the extent to which existing kn owledge
raises the possibility of potential adve rse environmental effects , "
E .D.F., Inc. v. Hardin , supra, 325 F. Supp . at 1403.

In the

light of a ll of th e transportation stujies which have b een under(39 )

taken over the past 25 years in the Baltimore region ,
(39)

it was

See MAD v . Volpe , supra, 1369-1379.
35

'.

'.

,.

�,

&lt;.

..
not n e cessar y for the EIS to r esta te th e c o nclusio ns o f all of
the expert s , or to engage

in, for the purposes of this one

pro ject, a r esta temen t of all of the fact ors relating to city-wida
and r egional tran sporta tion plans as th ey affect
segme nt of 1-95.

the s ubj ect

Alternatives t o the 3-A System, of which the

subj ec t segment of 1-95 is a part, were adequa tely examined in
th eir respective for eseeabl e e nvironmental impacts, and th e evidence discloses that a good faith "hard look !! a t the salient
problems was made by t he responsible officials for the purpose of
engaging in reason e d decision making.

agr ees with their

Whether or not this c ourt

ultimat e conclusion is immaterial.

It is not

the function of this court to set policy nor to substitute its
judgment f or that of those fed era l officials whose
to act i s imposed by stat ute o r r egulation .

re~pon s ibility

Having engaged in a

"substan tial inquiry," the court conc ludes that the approval of
th e EIS, a s · supp lemented , for th e Segment was not arbitrary and
capricious and did not constitute a clear error of judqrnent.
I

I

Va lidity of Consistency Finding

IV

1
I
•

./
,
,

,

As previously noted in PartI of thi s opinion, in response to
( 40)
th e manda t e of the Federal - Air Highway Act of 1.970,
Inte rim
Air Quq lity Guide li nes we re adopted by FH\\'A on November 16, 1973.
For the reasons set forth in Part I in this opinion, it is this
c ourt ' s judgment that there was no procedural error in th e approval
by t he Regi ona l Administra t or of the Fm\'A of the Air Quality Supplement to the fi na l EIS .

Hi s approval constitut ed evidence of

hi s pos iti ve fi nding on the consis tency of the highway proposal
with the SI P .

23 C.F.R. § 770.204(b) (3) (iii).

e vidence h ere is cl ear tha t

(4 0)

Furthermore, the

t he Regiona l Administrator of FHWA

23 U.S . C. § 10 9(j) prov i des as foll ows ,

'IThe Secretary, af t er consultation with the
Admi ni5tra t or of the Envi ro nme ntal Protection Agency,
s h all develop and promulgate guidelines t o assure
that high\&lt;lays constr u cted pursu ant to thi s title are
con sis tent with an y approved plan for the implementat:ion

36

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•

..
did not make a positive d e t ermina ti on of cons i stency without fir st
consulting with represe ntatives of t he EPA Regional Administrator
(4"

in compliance Til l

the provisions of 23 C.F.R. S 770.204 (b) (1) (v) (A)

As a r esult of the a ll-day meet ing of June 18, 1974, which was
attended by Region and Division officers of FHWA and Region and
Wa shington headquarte r s officials o f EPA, a memorandum of unders t anding between Fm'lA, EPA,

lOBe, BAQC , and Maryland Do T was exe-

cuted, dated June 28, 1974.

While it was in error in say ing th at

FHWA, as opposed t o the Division Engineer

of FHvlA , h ad found the

s ubj e ct segment of 1-95 to be consi stent with the SIP , the rnemorandum of . understanding went on t o state that its purpose was to
a ttemp t t o r esolv e the c onc ern of EPA and BAQC ove r the consistency
of th e construction of th e subject segment of I-95 with the SIP
and was e nte red into " .

I
,

. in recognition of the continuing

Clean Air Act requir eme nt to atta i n and maintain air quality
levels within the limits of the nationa l ambient a i r quality
(42)

standards . .

(40)

"

continue d
of any ambient air qua lity standard for any air quality
control region designated pursuant t o the Clean Air
Act, as amended. "

(41) Thi s provision of the Interim Air Quality Guidelines in
t erms app lies only to thos e cases in which, un like the present
circumstance , the EIS has not been approved by the Regional
Administrator of t he FHWA prior to October 15, 1973. Even if it
did apply, however, the r equir emen t has been met .
(42)

The memorandum of understanding sa id in pertinent part:
"2 . The parties will immedia t e ly exchange info rma tion
on their air pollution , analyses for the Segment which
describe th e conclu sions , assumptions, and s upporting
methodo logy used.
"3 . The pa~ties will , as expedi tiously as possible,
us e all reaso nable efforts:
"a . following the exchange of th e information
described in paragraph 2, to resolve the technica l
differences in the EPA, BAQC, an d FHWA studies of the
Segment .
lib. In the event s uch resolution demonstrates
that the unr es tricted use of the Segment would prevent
it s meeting Air Quality Objectives, to study and thereafter impl emen t the most feasible Usage Res trict ions .
37

�..
It was only after the memo randum of understanding wa s
executed that the Regional Administrator, FHWA, made the consistency finding of the subject segment of I-95 with the SIP on
August 9, 1974.
While PS&amp;E approvals of four sections of the subject segment
of 1-95 from Caton Avenue to Russell Street were approved by the
Division Engineer of FHWA prior to the finding of consistency by
the Regional Administrator, it would serve no useful purpose to
exalt form over substance and require con s truction work to stop
while new PS&amp;E approvals are issued.

The good faith action of

the Regional Administrator of FHWA in making his finding of consistency with the SIP cures whatever error existed in issuing the
PS&amp;E approvals prior to the consistency approval by the Regional
Administrator.

i
1

Particularly is this so since the plaintiffs did

not raise that particular alleged procedural error as a basis
for their cause of action .

v.

Morton,

=~Era,

at 1284;

Compare

Jica~illa

Apache Tribe of

Citizens for Mass Transit

Ag~i~st

Freeways v. Brinegar, supra .

(42)

continued

Strategies to be investigated would include, but not
be limited to, high occupancy vehicle (carpool, bus,
vanpool) lanes, to increase the people carrying
capacity and efficiency of the ·Segment.
&gt;

"4. During the first two (2) years after the Segment
has been opened for usage by vehicular traffic;

"a.

FHliA will:

"(I) Conduct carbon monoxide monitoring
at agreeoupon sites, not to exceed three (3)in number
and for agreed upon three-month periods representing
the three (3) worst months of the year for CO concentrations, as determine d by historic data gathered
from the WILMARCO Station, using methodology and
equipment approved by EPA for monitoring carbon
monoxide; and
"(2) Perform annual hydrocarbon emission
projections in the Regional Subarea using methodology
approved by EPA.
"b. The parties will annually review, and if
necessary, by revision of Maryland's SIP, revise the
Usage Restrictions and u·se their best efforts to make
other arrangements to continue the monitoring provided
38

�f
...

v
Plaintiff s have not alleged or shown that the Regional
Administrator, FHWA, acted outside of the scope of his authority
in making the finding of consistency with the SIP , and th e c our t,
therefor e, will not di sc u ss any of the aspects of that question.

VI
Th e plaintiffs do al l ege that th e f inding of c o nsistency
betwee n the plan for construction of 1-95, Caton Avenue to

Russell Street, and t he SIP was arbitrary and capricious .

As

.

previous ly noted, such an allegation in this type of proceeding
require s the court t o make a substantial inquiry.

The court may

not u phold the challenged finding unless i t is petermined that
the decision was based upon a good faith c ons ide ratio n of the
relevant factors and that there was no clear error of judgment

,

by the person or agency making the challenged decision.

i

While

due deference must be give n to the presumption of r egularity
of the official action, that presumption may not be used as an
excuse for failure to mak e a

1
1

probing revi ew of that action.

Citizens to Preserve Overton Park v. Volpe , supra , 415-416.
Since the s tatute, 23 U.S . C. § l09(j), and the Interim Air
Quality Guidelines require a determine of cons istency of the

I

(42)

continued
for in subparagraph 4a above , it being understood
that FHWA' s funding of monito ring under the agreement shall be limite d to the aforesaid two-year
period .
"5 . The Segment will be u sed at such time s and in
such manner as to b e in compliance with the Air Quality
Objectives.
In th e event the conditio n referred to
in paragraph 3b occurs , the initial u sage of the Segment
shall, prior to such use, be provided for in a revision
to Maryland's SIP; provided that if there should be
a photochemical oxidant violation for the Bal timor e
AQCR, the usage of the Segment will, with r ega rd to
suc h violations, be r ev iewed in th e same manner as
other traffic in the Ba ltimore AQCR, and not in
isolation.
"6. This agreement shall not be construed as a finding by EPA as to the con s i s te ncy of the Urban Transportation Plan and Program with Maryland's SIP under
23 CFR Section 770.204(a)."

39

.•

,,

r

�,

.

•

constr uctj o n ' of a highway ".
implemen t ~

.

. with any approved plan for the

' j o n of any amb i ent air quality standard for any air

quality control region . . .

," a starting

point in this

analysis is to determine what ambient air standards have been
established for the Baltimore r eg ion .
Pursuan t to the requirement of 42 U.S.C. S 1857c-4, EPA ha s
( 43)
(44)
promulgated national primary
and secondary
ambient air
quality standards.

Th e prima ry and secondary standard s for CO are:

(a) Nine parts per million (9 p . p.m.) as a maximum
eight-hour concentration which is not to be exceeded

,

more than once per year , and

1
f
I

(b) Th i rty-five parts per million (35 p.p.m.) as a

I

maximum one hour concentration which is not to be
( 45)
exceeded more than once per year .

•

I

The primary and secondary sta ndards f o r photochemical oxidents i s

I

. 08 p.p.m. as a maximum one hour conc entration not to be exceeded
( 4 6)
more t han once per year.
The primary and secondary standards

1

for hy drocarbons are . 24 p.p . m. as , a maximum three - hour concentratio
(47 )
Th e
( 6 to 9 a.m. ) n ot to b e exceeded more than once per year.
primary and secondary standards for nitr.o gen dioxide are . 05 p.p. m.
(48)
as an annua l arithme tic mean .
The BREIS study showed that existing ambient air qua l ity in
(49)
does not presently meet national ambient
t he Baltimore area
( 50)
The purpose of the
air quality standards promulgated by EPA .

,
",

SIP is to attain, maintain and enforce the national ambient air
(51)
quality standards in the Baltimore air quality c o ntrol r egion.
( (3 )

4 2 U. S . C. S 1857c-4 (b) '(I) •

( 44)
( 45 )
( 46)
( 47)
( 48)
(49 )
(50 )

42 U.S.C . S 185 7 c-4 (b) (2 ) .
4 0 C. F. R. S 50 . 8 , 36 F . R. 22384 (Nov. 25 , 1971) •
4 0 C.F.R. S 50 . 9, 36 F. R . 22384 (Nov . 25, 1971) .
40 C.F.R. S 50.10 , 36 F.R . 22 3 84 (Nov. 25, 1971' •
40 C . F . R. S 50 . 11, 36 F . R. 22384 (Nov. 25, 1971) .
Actu ally the area covered by th e BMATS study of 1962 .,
Appendices 1 and 2 to this opinion.

(51 )

See general discussion in MAD v. Volpe , supra, 1398-1399.

40

"

\

'

�..
There is no

definition

in either 23 U. S . C . § l09(j) or in

the Interim Air Quality Guidelines, adopted pursuant thereto , of
the term "consistency."

The SIP itself does not purport to impose

a blanket morato rium on all new highway construction, that concept
having been rejected

by the Regional Administrator of EPA in the

(52)

promulgation of the SIP .

In addition , the fact that a

blanket moratorium was not intended to be imposed is made clear

by the indirect source regulati o ns promulgated by the EPA on
(53)

July 9 , 1974 .

Even though these indirect source regulations

do not apply to highway projects on which construction commenced

(54)
prior to De cember 31, 1974 , as is the case with respect to the

subj e ct s " gment of 1-95, the indirect source r egulations of EPA ,
e
in establishing certain requirements for approval by EPA of high way construction projects commenced after December 31 , 1974 ,
necessarily indi c ate that highway con stru ctio n °eer ~ is n ot
interdicted.

•

According to Webster ' s Third New Internat ional Dictionary

(Unabridged, 1966) , the word "compatible" is an appropriat e

I

(52)
After noting that testimony h ad been received prepa ratory to
promulgation of the SIP advocating a mo ratorium on new highway
construction, the EPA Regional Administrator stated in the introductory bac k ground discussion of the SIP as fo l lows:

1
I

"A blanket moratorium wou l d be an irresponsible
act if highway projects that could lead to reduced
emission s were included. A specia l regu lation wh i ch
requires prior review and approval of all projects
opens environmental concerns to fragmention and
additiona l technical complexi ties t hat would compou nd
the bureaucratic superstr u cture , and still not be
respons ive to long-term growth considerations . Therefore, the Administrator i s of the opinion that the
intell ig e nt use of current procedures offers the best
pro spect to c on trol VMT and r educe emissions, especially
h ydro carbons , which contribute to the excessive l evels
of photochemical oxidants in the metropo l itan Baltimore
intr a -state region . "
38 F . R. 34245 (Dec. 12 , 1973).

( 53)

39 F.R. 25292, 25298-25299.

(5 4)

40 C.F.R.

§

52 . 22(b ) (3).

41

.

,, .

...

�.'

synonym for the word "consistent" as it is us e '::' in 2 3 'J.S.C.
§ 109(j) .

Th e purpose of 23 U.S.C. § 109(j) and th e ;nterim Air

Quality Guidelines adopted pursuant thereto, therefore, is to
develop a proc ess for approval of highway construction that will
result in the construction of highways which are not incompatible
with an SIP which has, in turn, been promulgated to attain, main-

_ain, and enforce th e ambient air quality standards for a particut
lar region established under th e Clean Air Act of 1970.
Consequently, at least part of the methodology contemplated
for a determination of consistenc y und er 23 U.S.C. § l09(j) is a
comparison of the potential effects of the subject highway project
(55)
wi th the specific parts of the applicable SIP.
The SIP is a compo s ite of various programs.

Basically, those

programs can be divided into three categor ies, as follows:
(1)
(56)
surveillance of ambient air ,
( 2) the regulation of stationary

,

( 55)
In the future, under regul at ions r ecen tly promulgate d by
EPA (39 F . R. 25297 [July 9 , 1974]), most proposed major highway
projects will be requir e d to obtain approval directly from the
Administrator of EPA or his d e l ega te before construction ma y
begin. . He may not appr ove the requested highway construction
if he determine s it will "(a) cause a vi olation o f the control
strategy of any applicable state implementation plan or (b )
cause or exacerbate a violation of the national standards for
carbon monoxide in any region or portion th e reof."
40 C.F.R .
S 5.22(b) (6) (i) . Direct approval of a highway proj ect by the
EPA Administrator -or his delegate is not required by the regulations , however, for a highway project on which constructi on
commenced prior to January 1 , 1975.
40 C.F.R . S 52 . 22(b) (3).
These regulations were adopted by EPA pur s uant to the purpo rt ed
author:ityof the Clean Air Act.

(56)

40 C . F.R. § 52.1077(c) (3).

42

"

�..
( 57)
sources,

and . (3} regulations relating to mobile sources.

The mobile

~ource

regulations in the SIP can be divided into

two subparts consisting of those which operate directly on the
(5 S)
motor vehicles themselves
and those which generally could be
termed VMT reduction strategies,
The retrofit requirements and the maintenance inspection
requirements apply to motor vehicles wherever they are operated
and do not relate specifically to highways as such .

The construc-

tion of the Segment could not, t herefore, be incons i stent or
incompatible with such requirements, ·
(59)
The VMT reduction strategies of the SIP are six in number.
They are strategi es for (1) a c ompu t er- aided car-pool matching
(60)
.
(61)
system,
(2) reduction in parking provided by employers,
(3) requiring exclusive bus and car-pool lanes along certain

J

transportation corridors to the central business area of Baltimore

I

City during peak a.m. a nd p.m. periods by January 1, 1976, in
(62)
those corridors in which it i s feasible,
(4) the prohibition

1

(57)

1

~

40 C.F.R.

§§

52.1101, 52.1107, 52.1112.

(5S)
See ~ 40 C.F.R . §§ 52. 10 96-110 0 providing f or retrofit
of certain devices on used motor vehicles and 40 C.F .R . § 52.1095
providing for inspection of vehicles for em i ssions.

j

(59)
In addition to the six strategies enumer ated, the SIP also
requires the establishment of at l east 15 miles of exclusive
bicycle lanes in each di r ection in and around the central core
of Baltimore City. 40 C.F.R. § 52 .11 06. Since the length of
trips on freeway facilities such as the disputed segment of 1-95
would be expected to exceed the general expected l ength of
bicycle trips, a significant effect of this strategy on projected
1-95 traffic is not anticipated , PX 79, p. 48.
(GO)

§

52. 110 4.

(61)

40 C.F . R.

§

52.1105 .

(62)

\

40 C.F.R.

40 C.F.R. S 52.110S .

..
.

�•

..

by May 1, 1 9 75, of parking on a l l streets on which e xclusiv e bus
and car-pool l anes have been provided during the peak a.m. and

( 63)
p.m. periods,

(5) approval by the EPA of all parking facili-

ti es with a capacity of 250 or more v e h icles on which construction

(64)
or modif icat i on i s begun after January 1 , 1975,

and (6) for

th e reduction of total ga llonage of ga soline delivered to retail
outlets in the Baltimore r e gion

if nati onal ambient air quality

standards for CO and POX have n ot , o r will not , be met

in that

(65)
region by May 31, 1977.
There i s no evidence tha t

th e construction of the subject

segment of I -95 will be incompatible with, inconsi stent with, or

.

will prevent the impl e mentation of any of the six VMT reduction

~

strategies se t

v'

\

forth in the Maryland SIP.

questioned segment of 1-95 will not
bus lane s or car-pool lanes .

The construction of the

pr ec l~de

its us e for exclusive

Indeed, th e memorandum of und e r-

standing of Jun e 28, 1974 , express ly rec ognizes that usage restrictionz m~y , und er the c ondi tions set forth in the a9r~pment,
be implemented on the Segment.
Th e r e being no overt inconsistency or incompatibility between
the SIP stra tegies and th e plan for cons tru ction of t h e Segment,
the n ext question i s whether or not , und e r the " Interim Air Quality
Guide lines and measur e d against the backgrou nd of the purpo ses of
NEPA and t he Clean Air Act of 1970 to cause the quality of the
ambient air t o meet, and be maintained at , certain desirable
standard s in order to e nhance th e environment and promote the
health of our citizens, the FHWA Region a l Admini s trator acted
arbitrarily by clearly over look ing or ignoring a plain and i n disp utab le indirec t in compa tibility or incons istency b e twee n the two.

(63)

40 C . F.R .

§

52 . 1109.

(64)

40 C.F . R.

§

52.1111.

(6 5)

40 C.F.R .

§

52.1110.

44

,
"

..

�Since the purpose of the SIP is to accomplish the achievement
and maintenance of the national ambient air quality standards
in the Baltimore air quality control region, the standard which

appears to be implicit in the .I nterim Air Quality Guidelines for
the determination of consistency is logica l ly that the

construc-

tion of the highway section in issue will not significantly,
either alone or in conjunction with other parts of an urban
transportation system, contribute to a failure of the region to

meet th e

na~ional

ambient air quality sta ndards.

The examination of the air quality impact of a particular
highway segment, therefore, has two levels.

The first deals

with the air quality impact of the highway segment alone"

The

second is the impact of that highway segment, together with
other transportation facilities , which constitute the urban
transportation system as set forth in the urban transportation
plan.
Th e nature of carbon monoxide is that it is a l ocalized
(66)
problem, which must be measured on a highway segment basis.
On the other hand, the problem of POX, HC, and NO , by the nature
2

of those substances, is a regional one since the localized
(67)
effects of thos e substances are relatively minor .
(66)
The final EIS on "Air Quality Guidelines, Regulatory
Action, Implementing § l09(j), Title 23, U.S.C . " of the Department of Transportation , filed -with CEQ on September 17, 1974,
on p. 15, states:
"While many aspects of th e air quality problem are
re giona l in nature th ere are some which impact the
hi ghway corridor directly.
The carbon monoxide impact
i s one whic h is localized in effect and should be
eva luated \~'ithin the highway corridor.
It was felt that
th e e nvironme ntal impact statement process was a logical
in s trument f o r the consideration of such impacts and
c ou ld be used to assess the consis tency of highway section s with the state implementation plan."

(67)

ldo,at p. 26, where it is stated:
"Co nvers ely , the eva luation of unstable pollutants at
th e p roject l eve l is me aningless.
The effect of hydrocarbo ns and o:..-ides of nitrog en have been shown to be
r e l~tively minor on a local (or project) sc ale; however,
th e ir products from the photochemical process are a
serious health hazard but du e to the time for the reac ti o n to tak e place, t he impact is far removed from the

-.

45
.,, ,

�..
I~

recognit i on of th e differenc e in th e extent o f the

geogr a phica l ar eas of c o n s id e ration for the different air pollutants, b o th the Inte rim Air Quality Guidelines

(38 F.R. 31677

[NOV. 1 6 , 1973]) and th e Final Air Qua lity Guid e line s, adopted
after t he close of e vide nc e in thi s c as e

1974), provide f o r

"con s i s t e ncy" d e t e rmination s to b e made

two diff ere nt l e v e l s .

Th e highwa y s ection c o nsistency de terrninh -

tion i s mad e by t he FHWA Re gional

Ad m inistr~to r

under 23 C.F.R.

fo~

th e purpo se o f c o n s id e ring the air quality impact
(68)
of th e specific hi g hwa y segment und e r conside ration.
The
§

770.204

at,
'

(39 F.R. 44441 [Dec. 24,

r e gional air qua lity impac t, on the other hand, which can only
realisti ca lly b e evaluate d at a leve l extending beyond the particular highwa y segmen t

in qu es tion, is made under 23 C.F.R. §770.204,

through a proc ess o f revie w by the FHWA Regio nal Admini s trator, in
cons ulta tion with the EPA Re giona l Admini s trator,

o~

the consi s -

tency of the urba n transpo rtation plan and program with the
approv e d S IP a s a part of the FHWA Regional Administr a tor's

(69)
respon si bility for approving or certifying the 3-C Process .

•

The highwa y s ection " c onsiste ncy" determination deals with th
leve l o f carbo n mo noxid e in the ambient air.
so-ca l led "microsc al e study ."

This analysis is th e

In order to arrive at a meaningful

conclu sion in t he micro scale s tudy, s e parate computations must be

(67)

c ontinu ed
poi n t wh ere th e po ll u t a nts we r e emitted. Due to the time
d e l a y fa cto r and t he disper s ion characteristics a regional
cons ide r atio n of photoche mica l oxidants is necessary."

(68)

Id ., at- pp . 15 an d 27.

(69)

I d ., at p . 14, whe r e it is stated:
"The r egio nal n atur e of the air qua lity pr o bl em, .
par tic ula r l y that ~s s oc iate d wi th ph o tochemical oxidants,
as '.... e l l a s the r egiona l natur e of th e tran s portation contr o l str ateq ies d eve loped t o mee t the requireme nt s of th e
C l c i.l n Air
~ t , mad e c l e ar th e fa ct t h at the consideratio n
of a ir qu ality must b e g in a t the tran sportation p lanning
sta g e . Th erefore, the guid e l i nes seek t o incor porate air
qua lity c o ns i d erations into t he planning process (the 3-C
Process establis h ed p ursuant t o Titl e ~ 3 , U.S.C., §134).
I'urther, the gui delines seek t o a s sure t ha t l a nd use

l.,.

46
~..-

. - ...

�·.

( 70)

carried out for (1) background concentrations of CO

and (2) th e

total highway-gener ated CO concentration at a particular r eceptor
site.

In turn, the total hi ghway -genera ted co concentratio n at a

particular receptor site is obtai ned by s uperimposing by appropriate calculations the concentra tion s of CO

ge~erated

from all

u pwind highway l i nks in the study area.
The CO concentrations from mobile or highway generated source
are a factor of VMT multiplied by emission equations in turn
applied to a mathematical model intended to predict the diffusion
of gaseous CO based upon atmo spheric and other relevant conditions.

Si nce the nationa.l ambient air qua l ity standards for CO may
not be exceeded mor e than once per yea r , the study must be dir ected to a "worst ca se " condition .
The microscale study of the Segmen t utilized the California
ft Highway Line Source Air Pollution Mod e l , " based upon th e Gaussian
diffusion equation, and modifj e d to expand thp. computAr program
to project pollutant concentrations generated from a number of
h ighway l inks in the study are a at a point at the desAred distanc e
from the edg e of the challenged segment of 1 - 95.

The model re-

quires input data of peak vehicle volume per h our , emission factor s at each average vehicular speed , wind speed, and wind angle
with respect to high\1ay alignment , h eight of highway pavement ,
r eceptor h eigh t , di s tance from edge of the shoulder to · the receptor , atmospheric sta bility class , mol ecu lar weight of CO, and
identificatio n of the roadway producing the emissions.
oretical re s ult of th e

ca l c~l atio ns ,

The the-

after add ing the appropriate

background concentrations , is the one hou r ma ximum CO concentratio.
a t any particular r eceptor site.

(69)

continued
tran sporta tion Flan ning he compaticle with air quality
p l anni ng. "
See also p . 26 .

(70) I . e., from no n - mobi le sources .
·17

.'-.

...- , .

�\

..
The vehicle

popu~ation

and background CO c oncentrations in

the micro scale study area which were utilized in the air quality
asses sment supplement to the final EIS on the Segment were derived from the BREIS study.

Th e legal validity of reliance on

the traffic projections of BREIS has been discussed in Part III
of this opinion.

The calculations of the maximum background CO

concentration s were based upon the "stanford Research Institute's
Urban Diffusion Nodel" in BREIS and considered all mobile sources
in the region t o calculate the maximum one-hour background con~ifferent

centration associated with

transportation alternatives

under "worst" meteorological conditions.

This methodology, the

court i s satisfied, was within the state of the art at the time,
the studies we re conducted.
One of the critical elements in the

~icroscale

study is the

determination of the location of the receptor sites to be

I

utilized.

A receptor

has been defined by the EPA as "a

~ite

i

location ',·:here a person or person:.:; might reasonably be exposed

I
•

for time periods consistent with the national ambient air quality

I

(71)

standard for carbon monoxide . II

Although this definition was

promulgated subsequent to the time of the preparation of the
microscale study of I-95, it is a rational definition which the
(72)

court accepts as applicable in this case.
In concr ete terms, this c ourt believes that such definition
must be interpr eted to require th e designation of receptor sites
at areas where it can reasonably be anticipated that persons
will remain for one hour in th e case of the one-hour standard
and for eight hours in the case .of the eight-hour standard.

~

Based upon this interpre tation, the receptor sites chosen by

~

AMV for the Segment air quality assessment were reasonable.
(71)
"Inter im Guidelines For The Review Of The Impact Of
Ind irect Source s On Ambie nt Air Qua lity" (EPA, July, 1974),
p . 6 (PX 23-A), see al so . 40 C.F.R. § 52.2 2 (b) (7).
(72)

See also

40 C.F. R .

§

52.2 2(b) (6) (i i) ,

(39 F. R .

25299

[July 9 , 1974 ]) , where it i s stated the EPA Administrator is t o
evaluate "the anticipated conce ntration of carbon monoxide at
re as ol"!.:l.ble receptor or expos ure sites which will be affected by
th e r.~obi le source a ctivity expecte d on the highway..
"
(Emp!1u.:;:is ad dad),

�,
·.
Th e r eceptor sites utiliz ed by AMV for the microscale study
were all in excess of 200 feet f r om th e edge of th e highway
pave men t.

Altho ugh plaintiff s argued that a worst-case ana l ys i s

should have included a parallel wind condition, this court is
satisfied from the evidence that CO c oncentrations i n general are
muc h l ess at distances of more than 200 feet from the highway
und er parallel wind c ondi tion s than un der cross-wind conditions.
The refor e , the northwest wind directi on used in t he CO s tudy of
the Segment was appropriate for a worst - case analysis.
Plaintif~ s

also contended that th e co rnicroscale analysis

of the Segment was invalid because the most stable atmospheric
condition was not utili zed in the worst-case analysis .

Although

the re may b e ground for scientific dispute as t o whether o r not
stability class D (utiliz ed by AMY) or stability class E (proposed by plaintiffs) i s the most appropriate to have been used,
unanimity among experts is not the sine qua non for a legally
valid air quality study within the present context .

Since there

is, the court finds, room for rea sonabl e and rationa l scientific
disagreement on the subject unde r the present state of the art,
there can b e no clear e rror of judgment on the part of one who
in good faith relies upon th e results of a worst-case CO ana l ys i s
in which atmospheric stability 0 was one o f the assumed factors.
In a Gaussian Plume model the wind speed is a denominator
in the equation, and accordingly a wind speed of one
second is the worst case which can be simul a ted.

met~r

per

If the wind

speed were r educ e d to zero, the equa tio n would produce infinity .
The use of one me ter per second as the wind speed in the Segment
CO worst-c ase analysis

w~s ,

therefore , r easo nabl e .

Region 3, EPA, was of the view th at the CO microscale study
should hav e utilized the HIWAY model, another version of the
Gaussian Plume equation;rather than the Ca lifornia Line Source
mod e l.

Both models are within the state of th e art .

Whil e .the

HIWAY model generally produced higher predicted concentrations
of CO at designated receptor sitec th an did the California Line

49

j

\'

�•

!

..
Source model, neither mod e l, utilizing the inputs of AMV as to
wind speed, atmospheric stability , emission factors, vehicle
population , and receptor sites, predicted CO concentrations which
were in excess of the one -hour maximum CO standard of 35 p.p.rn.
as a result of the operation of the Segment in either the near
(1980) or long (1995) t e rm und e r any of the transportation
system alternatives studied .
In estimating th e maximum eight- hour concentrations of CO,
a different approach wa s e mploye d.

Utilizing data accumulated

by EPA which indicated tha t eight-hour concentrations of CO
approximate 80 % of the maximum one-hour concentration of CO on
or ne ar a highway due to the variabi lity in meteorological and
traffic conditions over an eight-hour period , AMV multiplied
the maximum one-hour concentration by a factor of 0.8 to obtain
the maximum eight- hour CO concentration in the worst- case

I

analysis.

I

well below the national standard of 9 p . p.m. at the designated
(73)
receptor sites .

i

I
I
I

j
,

The cha ll enged segment of 1-95, using this method,

was predicted to have eight-hour maximum concentrations of CO

As to the microscale analysis, the court

fin~,

as a matter

of fact and of law, that the methodol ogy utilized in the study
was wi thin th e state of the art and the conc l usions reached
ther e in were rational.

The Regional Administrator of FHWA, to

the e xtent tha t he relied on such study in making his determinatio n of consistency on August 9, 1974, considered the relevant
fact ors and cannot be said to have committed a clear error of
judgment in his determination.

(7 3 )
Utilizing more current but still limited data, EPA appears
t o r e cognize an even mor e favorable ratio of 0.6 between the
one -hour and e ight- h o ur maximum CO conce ntrations. The FIDqA
Regional Administrator commented upon this in his determination
of the consi stency of the segment of 1-95 with the SIP on
Augus t 9 , 1 97 4 .

50

"

.

••

�•

.,
The mesoscale study reach e d conclu s ions relating to predicted
regional ambient air concentrations in the near (1980) and long
(1995) term for various alternative transportation systems of
He, POX, N0 2 , CO, and particulates.

These conclusions are set

forth in Tech. Memo. No. 3 of the BREIS

(PX 69).

In predicting r e gional concentrations of CO, a computer
diffusion model, the Stanford Research Institute (SRI) Diffusion
Model For Carbon Monoxide, was utilized.
th~

analysis,
basis.

As in the microscale

regional CO predictions were made on a worst-case

utilizing what this court finds to have been data and

methodology within the state of the art, BREIS concluded that CO
one-hour maximum concentrations in the Baltimore region
decline in all transportation alternatives studied.

will

In the

worst case, 1980 one-hour concentrations will decrease by onehalf and in 1995 by two-thirds below 1970 levels.

The eight-

hour CO maximum levels are predicted to show a similar relationNeither at the present time nor in the 1980 and 1995

ship .

,

"•

projections are the highest CO concentrations at receptor sites
in the vicinity of the disputed segment of 1-95.

According to

the BREIS conclusions, no violations of the CO national standards for maximum one-hour and eight-hour concentrations will
,
occur under any of the transportation system alternatives

,

studied at any receptor site in the Baltimore region in either

(74)
the near (1980) or long (1995) term.
In the mesoscale study of HC, POX, N0 , and particulates,
2
a proportional modeling technique
the BREI S .
modeling

was utilized by

While this technique is the least sophisticated

pro~edure,

it appears to be the best available tech(75)

nique presently apcepted by EPA.

(74)
A c o py of Table VI-16 of Tech. Memo. No. 3 of BREIS is
a ttached as Appendix 3 to this opinion, summarizing the predicted maximum CO concentrations.
(75)
In the discu s sion by the EPA Administrator of changes in
the indj rect sourc e regulations on June 28, 1974, he recogn ized inherent difficulty in utilizing the rollback method to
pr edict am bient air concentrations of POX and N0
He stated
2
0

51
',.

�....
..
The measurement of hydrocarbons produced by automobile
emissions is a means of predicting th e level of photochemical
oxidants in the ambient air because hydrocarbons , through a

chemical process in the presence of a

s~ong

sunlight in the

uppe r atmospher e , break d own to produce photochemical oxidants.

(75a)

The reduction model

for the prediction of photochemical

oxidants is derived from th e existence of an empirical rela-

tionship which has been established bet",'.een atmospheric oxidant level s and relative hydrocarbon emissions.
of

He

The prediction

levels of concentration in the ambient air rests upon the

concept tha t future year He air quality levels are proportional
to He emissions by weight during that year as compared to
existing HC air quality levels and HC emissions at the present.
Therefore, future HC air quality lev e ls are to present He
l evels as future emissions are to prese nt emis s ions .

Thus,

future He air quality can be estimated through the relation to
Eu..;:;h other of p.retienL He air quality, present liC emissions, and
estimates of future He emissions.
The empirical relationship which has been established
b etween atmospheric POX levels and relative HC emissions by
weight is not a linear one .

(75)

The relationship is

continued

tha t th e EPA in th e future will eliminate the exclus~ve use of
the pro portional model and allow deci s ions to be based on
predictio n concentrations of POX and N0 2 obtained by new
methods . As of the date of this opinion, the new methods have
not been announc ed by EPA.
39 F.R. 25295 [July 9 , 1974J.
(75a) See fn . 76, infra .

52

..
.

',.

.

�,

..
(76)

generally depicte d in Figure VI-16

of Tech. Memo. No . 3

of BRE I S , shown be l ow :

100
~

0

~

~

z

0

80

u

z

0

~

/'

~

x
w

60

/

z

0

m

/

K

~

u

:i1
0
1;:
0

w

~

'9
20

6&gt; w

K

o
0.00

0.05

I

V

V

/
0.10

0.15

0.20

0.25

0.)0

MAXIMUM ONE HOUR OXIDANT CONCENTRATION, PPM

Note.: Assumes no H
ydroc. rboo or Oxicbnt b.ckgroun d

FIGURE VI·16. REOUIRED HYDROCARBON EMISSION CONTROL
.AS A FUNCTION OF OXIDANT CONCENTRATION'

Throug h the use of the r eduction model depicted in Figur e
VI-16, by measuring the existing ambient air concentration of
&gt;

POX one can determine the percentage by which He emissio n s by

weight mus t be reduced to a ttai n the POX ambient a ir standard
of 0.0 8 p.p . ro.

See discussion in Sta t e of Texas v. Environ-

mental Protection Agency , supra , 499 F . 2d at 294-295 .

(76)
In turn, this graph, a so - cal l ed "r eduction model ," is
purportedly an expans i on of the graph designated Appendix J,
40 C.F.R., Part 51. For reasons expla ined , inf ra , th e court
believes there was a n error in the expansion of Appendix J.

53

,.

�l ~.

.

.
•
Applying the reduction model to the facts here is ace omplished by (1 ) noting that th e 1970 observed l eve l of POX was
(2 )

0.21 p.p.m.,/referring to th e r ed uction model curve a t th e point

which r epresents this value on the hor izontal axis and (3)
r eading on the vertical axis the percentage r educ tion in hydrocarbon emissions r equired t o a tta in th e s t a nda rd.

The conc lu-

s ian one r eaches , a mat t er on which a ll parties agree , is that
a 70% r educt i o n in He emission s is necessary t o attain th e POX

standard in

~he

Baltimore r egion according to the reduction

mode l.
Making the as sumption s that (1) the VMT predictions of
BREIS wer e correct,

(2) that n o tran spor t a tion control strate-

ties were in force, and (3) that effecti ve implementation had
been accomp li shed of the federal motor vehicle emission con-

,

troIs for new vehicles which were contained in the regulations
as of the time of the s tudy, BREIS utilized equations within th e
state of the art t o predict hydrocarbon e missions by weight from
motor v e hicl es in the near (1980) and long (1995) term for all
transportation alt e rnatives studied .

These hydrocarbon emis-

s i ons by we ight wer e obtained through a process of multiplication of emission factors for th e vario u s type vehicles at the
varied st u dy dates , taking into consideration varying traffic
&gt;

conditions as

predicte d in th e gravity model .

Since the

6 - 9 a .m. period is the time when He emissions are assumed by
r espo n s ible scientific opinion to contribute t o the formation
of POX , this time period is the one for which He e missio ns were
calculated for th e purpose of u se in th e proportio n a l model to
predict POX concentrations .
As a r esult of the comme nts of BAQC to th e draft of the
BREIS Tech. Memo. No.3, which showed an error in the calculation of the base year of th e emiss ions by weight of HC, the
fina l BREIS predictions for He and POX levels for the year
1980 and the HC l e v e l for the year 1995 were adjusted upwards
54

.

�from those shown in the final EIS which had been based on th e
1 and 2

earlier BREIS draft.

(~Appendi~es

/0£ this opinion).

The

use of the correct base year emissions of motor vehicles by
weight of 50 . 33 tons for three hours resulted in a change in
He levels in 1980 from .7 p . p.m. to 1.1 p . p.m. in alternatives
3 and 5 and from .8 to 1.1 p.p.m. in alternative 4.

This

change also caused a change in POX levels in 1980 from .08 p.p.m.

to

. 09 p.p.m. in all three al t ernatives .

In 1995 , the reduc-

t i cn in the "base year He emissions resulted in a change in He
levels from &lt;
.80 p . p.m . in alternatives 6 , 7 , and 8 to 1 . 0 p.p . m.
a nd from 0.7 p.D . m. in alternative 9 to . O.9 p.p . ro.

As a con-

sequence, therefore , the national He standards in 1980 as well
as in 1995 were found in BREIS to be exceeded in all al t ernatives, including the no-build alternative , and the POX concentrations were found to be exceeded in all alternatives , in-

I

I

,--

cluding the no-build alternative, in 1980 , but to have been
(77)

met by 1 995 in all alternatives.
The same proportional mode l ing technique

as is

used in determining HC ambient air concentrations is also used

1

I
I

,

to determine the estimated future ambient air concentrations of
Subsequent to the preliminary calculations shown in the
draft of BREIS Tech. Memo. No.3, updated emission projections
f r om BAQC for N0 2 resulted in an overall reduction in projected
regional emissions of N02 '

The revision resulted in a reduction

i n the projected ambient air concentrations of N0 2 fro~ 0 . 06
p.p.m. t o 0.05 p . p.m . for all alternatives in the and long term .
These projections did not include the effects of

~elaxing

the

federal emission standards for N02 on 1976 cars or the control
str ateg i es of the SIP.

These revised calculations indicate

that the national ambient air quality standard for NO

2

wi l l be

(77 ) See Table 11-2, BREIS Tech. Memo. No.3 , attached as
Appendix 4 to this opinion.

55

�,
~ ,

..
met in both the near and long term for all transportation
alternatives studied.
At the time that the stud ies were being conducted, it was
believed that emissions of 502 from motor vehicles were not a
significant factor in th e concentrations of 502 in the ambient
air.

That conclusion was a reasonable one in light of scien(78)

tifie knowledge at that time.
Through th e use of a similar

model, the conclusion

of BREIS in Tech . Memo No. 3 was that the particulates standards
in the ambient air we re met in the , near term (1980) and the

long term (1995) in all alternatives studied.

The plaintiffs

have not challenged that finding.
The conclusion of BREIS as to the specific leve l s of POX in
1980 and 1995 ar e subject to doubt .

The reduction mod e l

utiliz ed in BREIS (Figure VI-16) appea rs to be inaccurate at
;

1

the endpoint of th e curve in that it ends at approximat e ly
0.075 p.p.m. rath er than a t

O.OB p.p . m., the POX

~tandard.

,

Since the reductio n model is designed to show the percentage of
reduction in HC emissions necessary to reach the POX standard
of O.OB p . p . m . , it is inconsistent with the mode l's very purpose
other
for the endpoint of the curve to be anywhere/than at O.OB p.p.m.
The court has, furthermore , made a comparison of the h o rizont al
scale of Appendix J with a measurement of th e distance from
;

th e endpoint of the curve to the neare s t value marking on the
horizontal axis and has c o ncluded that the reduction curve of
Appendix J in fact

terminates at the equivalent of O.OB p.p.m.

although the scale on Appendix J is not so marked.

No explana-

tion appears in th e record for the apparent variance between

(7B) Recently, empirical observations have indicated that
catalytic converters required by EPA r egulation to be installed
on new motor v ehicles to r educ e emissions of CO, HC, and N0 2 ,
have significantly increased emissions of 502' As a result ,
on March 5 , 1975, th e EPA Admini s trator extended to the 1978
model year the CO, HC, and N02 new car s tandards which were·
previou sly to be met by 1977.
40 F.R . 11900
(March lA-, 1975). Thes e extensions in the deadlines for
emission controls o f new motor vehicles wi ll have an as yet
unknown effect on the con c lusions of BREIS as to "the year 1980.
56

--. .
•

•

�..
Figure VI-16 and th e premise of the model.

Indeed, thi s apparent

variance was not even commented upon by plaintiffs ' counselor
witn esses .

This shift of the endpoint of the c u rve , however,

on the horizontal axis has the effect of slightly lowering the
predicted concentrations o f POX if one were to attempt t o use
th e reduction model by calculating fr om a known percentage

He on the vertical axis to a predicted POX concen-

reduction in

tration on th e horizontal axis.
~h e

Both p l aintiffs ' counsel and

BREIS itse lf have attempted to u se Figure VI -16 in this

.

manner to obtain predicted POX concentration levels.

whil e

there is no direct evidence in this record on the point one
way or the other, the court has a strong suspicion that the
reduction model cannot be utilized in this ma nner, either
through th e method of calculation employed in BREIS or through
(79) •

I

'j

the method of calculation argued for by plaintiffs' counsel .
Even if the reported BREIS conclusions a s to the predicted
specific l evels of POX concentrations are in error, whether
because of an inaccurate reproduction of the c urve 's endpoint

1

on the reduc tion mod e l or because of

a~

improper use of the

red·uction model, the error is not determinativ e under th e facts
in this case .
The specific levels of POX conc e ntration s predicted in
BREIS 'see Appendix

4

to this opinion) wer e not essential to

&gt;
(79) At final argume nt, a conflict developed between counsel
on both sides as to the proper method of calc u l at ion to b e
employed to predict spec ific concentration levels of POX
through the use of the reduction model . No evidence bear s
directly on a resolution of this conflict. While, as noted
above, the court has s trong doubts that the mode l can
properly be utiliz ed in thi s manner by either method, th e - point
need not be resolved for r easons stated infra .

57

�,
-

L

·.

the conclusions reached by the Regional Administrator of FHWA
in his determinations of August 9, August 13, or November 11,
1974 , nor to the consistency determination of RPC relating to
the transportation program and plan on

~une

26, 1974.

This is

true because those responsible officials did not rely upon the
specific levels of either POX or He which were predicted in
BREIS, but instead , based t heir conclus ions on the substantial
reductions in

He

(80)

emissions predicted in BREIS

as well as on

other factors.
As previously noted, the regional or mesoscale consistency
determination, under the regulatory scheme illustrated by
23 C.F . R. S 770.204, is made through a process of review by the
FHWA Regional Administrator of the consistency of the urban
transportation plan and program with the approved SIP as a part
of the FHWA Regional Administrator's responsibility for proving
or certifying th e 3 - C Process .

The EPA Regional Administrator

is to 'consult with the FHWA Regional Administrator in the
(81)
latter's review on the record of the policy
board ' s
deterrnintion annually of the consistency of the then current trans(82)
portation plan and program with the SIP.

I

(80)
Based upon the reduction model, a 70% reduction in He
is n ecessary to meet POX (and for all practical purposes HC)
ambient air standards. The percentage reductions predicted by
BREIS are shown on a chart which the Regional Administrator,
FHWA , attached to his consistency finding on August 9, 1974.
The cha rt is attached as Appendix 5' to this opinion.
In none
of the alternatives did BREIS predict that the reduction of
HC emissions would reach 70%, but it predicted net reductions
of from 60 . 6% to 65 . 9% for alternatives which included the
Segment.
(81)
The "Policy Board" is defined by 23 C.F.R. S770.201(e)
as that group of local officials , individuals, or representatives of agencies or organizations which has been designated by the state to provide policy guidance and direction
in the conduct of the urban transportation planning process
in an urbanized area ." In the Baltimore region, the policy
board is the Regional Planning Council.
(82)
23 C . F.R. §770.204 (a) ( 3). Any significant deficiencies
noted by the FHWA Regional Administrator in a degree of coordination in the planning proces s between planning for
transportation and air quality planning are grounds for withholding 3-C Process planning certification under 23 u.s.c.
S 134.

58

,.
••

�..
On June 24 , 1974 , the RPC , the policy board referred to in
23 C.F .R. §770 .204 (a) (2) of the Interim Air Qu ality Guidelines,
adopted a resolution as follows:
" Based on the extensive a n a l ysis conducted t o
date, the tran sportation plan and programs have
been found t o be generally consistent with the
goals of the air quality implementation plan for the
Bal timore "r eg i on .
However, further s tudy of individual
e lement s of the tr a n sportation plan may b e r equir ed
to determine projec t l evel consistency.
Specifically,
both plans call fo r th e improYement of mass transit,
r educt ion of futur e vehicular travel by encouraging
carpoo lin g , and traffic f l ow improvements.
Efforts
are now under way in the region to implement these
programs.
In addition the GDP a l so
recommends encouragement of bicycle tran sportation and
th e Department of Transportation has introduced
legis l a t ion t o i mp l ement a periodic motor vehicle
ins pection program as r equired by the Environmental
Protection Agency promulgation.
Fur t her analys i s to
d e t ai l tran spo rtati on control elements of the air
quality plan and t o determine the long range implications of several land use plan transportation a lte rnativ es has been initiated. Th is statement will be
revi ewed annua lly based on th e latest available informati o n t o ass ure that the tr anspor t ation programs
are consistent with the air quality impl eme ntation
plan for the Baltimore r egion .
In addition, project
l evE&lt; l a.i1a.lysis as required by th e Fed~.ca l Hlyhway
Administration air qual ity guidelines ' and other
fede ral and state regul ations will be conducted to
analyze in gr eater d etail the ai r quality impact of
specific transportation improvements ."

I

The Transportat i o n Steering Committee o f the RPC was

1

delegated the re sponsibi lity to act for RPC on ·th e determination
of consistency between th e SIP and the transportation plans a nd

,

programs.

On June 26, 1974, the TSC found the regional trans-

portation plans and programs and the SIP t o be consistent.
in part
The finding was ba sed/upon the BREIS Tec h. Memo . No.3,
as amended a nd supplemented , in part

but was a l so made after

the solicitation of comments from BAOC as well as from other
state and loca l air quality agenci es .

Nowhere in the RPC con-

sistency statement was there a recitation of spec ific predicted
l evels of concentration of pox.

Instead, reference was made t o

the fact that th e BREIS estimated air qua lity leve l s , with and
~itho ut

projec ted highway c omponents o f the GDP , that these

data were considered by RPC, and th a t RPC , in c o nsidering the

59

•.

.

'.

�•
L.

..
BREIS air quality results, noted that no transportation
( 83)

control strategies

BREIS study.

were assumed to be in e ffect in the

The RPC statement then went on:
(84)

"However , if the se elements
are assumed
to be in effect, then the following conclusions
can be drawn:
"1. The carbon monoxide standard would be met
by 1980 under all assumed highway alternatives eve n
if the additional control elements are not considered.

"2. The photochemical oxidant standard would
probably not be me t by 1980 under any of th e assumed
highway alternatives. However , if additional use
restriction s are taken into account , then the photochemical oxidant standard could be met by 1980.
"3 . Under all assumed highway system assumptions,
carbon monoxide (based on a r easo nabl e level of
analysis) and ~ochemical oxidant standa rd s are
projected to be/in the 20-year planning period, i.e.,
the year 1995.
Under all assumed highway apsumptions,
nitrogen oxide standards are projected to b e met in
the 20-year planning period."
(Empha sis supplied).
"4.

In short, taken as a whole and in context, the RPC cons istency

findi~g,

made in good faith,

(1) r ecognized the

haza~ds

of predicting POX and HC concentrat ions under the existing state
of the art,

(2) acknowledged the generalized BREIS air quality

predictions of substantial reductions in concentrations of air
pollutants without assuming any

•

,

~ansportation ' controls

the federal emission standards,

(3) concluded , a s did BREIS,

except

that the implementation of transpo rtation control strategies
contemplated as part of the GOP would furt her reduce the l evels
of HC to allow the attainme nt of the POX and HC standards by
1995 and probably by 19 80 ,

(4) noted the continuing 3 -C Proces s

studies relating to th e relationship of the tran sportation pla n ,
including the - 3 - A System, and air

qualit~

and

(5) found, b ased

upon all thes e considerations, th at the transportation plan
was "generally consistent" with the SIP, recognizing, however ,

(83)

Except the Federal I:':otor '\-eh icle emi s sion cO::ltro ls .

(84 )

I.e.,
-_ . the

trans porta tion contro l strategies.

GO

•., .
,

�-.

.
that annual review in the li~ht of the latest information available would be necessary to assure continued consistency of the

plan with the SIP.
There appears to be no dispute that the

technique

of predicting a violation of POX and He standards is_ of as yet
empirically unverified validity at the ~ .~wer levels of He
( 85)

concentrations.

In fact, the EPA Admi nistrator has expressed

reservations concerning th e adequacy of the proportional modeling
t echnique to analyze accurately the impact of a s ingl e highway

facili.t y or project on ambient air concentrations of POX and
N0 2 , stating his inte ntion in the near future to announce alternative methods for evaluating s~ch impacts.
of the current methodology in

( 86)

The .uncertainty

predicting the exact degree of

impact upon POX, He, and N0 2 concentrations of relatively small

I

approaching the required 70% in the ufull build Jl alternatives

J

and of N0 2 emissions in 1980 and 1995 exceeding the required

degrees of emissions of HC and N0 2 , combined with the fact that
BREIS predicted reductions of HC emissions in 1980 and in 1995

pe~centage

reduction without taking any credit for reduction s

which would be acnieved based - upon the implementation of transportation control strategies , together with the fact that the
3-A Highway System is being built in sections and a section-bysection analysis is

anticipat~d

to determine the air quality

impact of specific proposed highway sections are factors that
make it impossible for this court t o conclude that the RPC
committed a clear error of judgment in finding the transportation plan and program, as of June, 1974, consistent with the
SIP.

-

Even more i s this so when due weight i s given to the

(85)
For an illustration of an acknowledgment of the scientific unc ertainty in this area, see the discussion in State of
Texas v. Environme ntal Protection Agency , supra, at 298-301.
(86)

39 F .R. 25295

(July 9, 1974).

61

. .

�•

..

facts that continuing studies, previously partially enumerated
herein, are being conducte d on matte rs relevant to air
quality in the Baltimore region and that the transpo rtation plan
is reviewed annually, if not constantly.
On August 13, 1974, the FHWA Regional Administrator wrote
to the EPA Regional Administrator, noting that the final
consistency determination mad p. by the RPC had been made on
June 26 , 1974, and that after revi ew by FHWA, he was of the

opinion:
"There has been adequate coordination in the
planning process between planning for transportation
and air quality planning. The discussion of 'technical work scheduled for FY 1975 in the final consistency statement ' indicates this coordination will
continue and actually there probably will be increased
coordination.
tiThe analyses indicate that the required hydrocarbon reductions cannot be achieved by 1977 without drastic measures such as gasoline rationing:
however, with the use of control strategi'es·, the
required reductions can be obtaine d by 1980. The
~ubmission indicates implementation of the c o ntr o l
strategies is under way.

I
!

"Based on the work that has been accomplished to
date and the fact that additional work is to be
undertaken, we believe the transportation planning
process is adequate for certification purposes . "
T~e comments of the Regional Administrator of EPA were solicited

and a meeting between the two regional administrators was
invited if felt desirable by the EPA Regional Administrator.

On

&gt;

October 22, 1974, the EPA Regional Administrator replied to the
aforesaid letter, disagreeing with certain of the FHWA Regional
Administrator's conclusions and finding the transportation plan
and program to be inconsistent in certain specified ways with
the SIP .

By letter of November 11, 1974, the geputy Regional

Administrator of FHWA replied and provided rational

answe~

to

the points raised i n the letter of OCtober 22 , 1974.
Against this background, the court finds that the approval
by the FHWA Regional Administrator of the Po licy Boa rd's consistency determination of the tran s portation plan and program

62

.,

,

_.
\

,

�,

'

with th e SIP wa s made in good fai t h , . considered the relevant
factors, and cannot be said to constitute a clear e rr or of
judgment .
Whil e thi s

c o u~t

has c onc l uded that , un der the applicable

r egulations , the mesoscale consistency anal ys is of a highway
project is t o be made as a part of t he 3- C Process and is not
required to be made by the Regional Administrator of t he FHWA
unde r 23 C.F.R. S 770 . 204 (b) (3) (iii), the fact i s here that th e

Regional

A~inistrator

of FHWA did, even th ough not r equired so

to do, make ·a mesoscale consistency determination.

His deter-

mination was bas ed in large pa rt upo n the mesoscale studies, as
updat e d, se t forth in the final printed version of BREIS Tech.
Memo . No . 3.

"He specifically d ec lined , however, to r e l y upon
(87)
the BREIS predictions of HC and POX l evels of conce ntr ation ,

r e lying in s t ead upon the predicted percentage reduction s of
emissions.

His mesoscal e consistency finding of August 9 ,

19 7 4, stated in pertinent part as follows:

J

"Although it is unlike ly th at the required
70% total overall reductio n in hydrocarbon emissions will b e achieve d by 1977, the construction
of th e 3-A System wi ll not interfere with reductions necessary to achieve or maintain the photoche mica l oxidant standard.
.
nBy 1980 the 6 to 9 hyd ro carbon emi ssions f or
motor vehicles wi ll be reduced by 75% from the
emission l eve l in 1972. This deduction does not
account for the implementation of the tr ansporta tion control p lan except for th e federal motor
vehi c l e contro l program (FMVCP).

(87)
PX 228, "I-95 Baltimore, Caton Avenue t o Russe ll Street,
Consistenc y with SI P," ~8.
The Administrator also said in
that paragraph:
"Th e regional projections of photochemical
oxidant l eve l s for 1 980 and 1 995 given in BREIS Technical Memorandum No . 3 and in the 1-95 Air Quality Assessment are tentative because of the unc e rta inty of projection methodology
which relates hydr ocarbon and nitrogen dioxide l evels to the
levels of photochemical oxidants. 1I

63

..

,.

�1-

..
"Overall hydrocarbon emissions should be
further reduced through the implementation of
controls on stationary sources such as gasoline
handling and storage, which were not considered
in the study.
'

,

"The nitrogen oxide (NOx) emissions for motor
vehicles w.ill decline from 30% of the total NOx
emissions in 1970 to 16% of the total in 1980 and
to about 8% of the total in 1995
. The Baltimore AQCR is classified Priority 3 for NOx which
indicates that current levels of NOx are below the
national standard."
The mesoscale consistency determination of the Regional
Administrator of FHWA also noted that the BREIS Tech. Memo.
No.3 did not take into account the VMT reduction measures of

i
I
I

I
I

the SIP and that these could be expected to produce reductions
in the projected VMT which would, in turn, reduce the predieted hydrocarbon emissions.
The mesoscale consistency determination by the FHWA
Regional Administrator, this court finds, was made by him after
a good faith consideration of the relevant factors and does
not constitute a clear error of judgment.

While one might

reasonably disagree with his conclusions, the responsibility
for making policy decisions in this area does not rest with
the court.

It is not the court's function to substitute its

judgment for that of the Regional Administrator of FHWA.

,

Citizens to Preserve Overton Park, supra, 416.
Certification of the 3-C Process

,

VII
Plaintiffs have asserted that the so-called ".3-C Process"
for metropolitan Baltirno~e has not been recertified as required .by law and that·, therefore, no PS&amp;E approvals for any
portions of the challenged segment of 1-95 could validly have
been issued.
Under the provisions of 23 U.S.C. § 134:
"
•
the secretary shall not approve under S 105
of this title any program for projects in any urban
area of more than 50,000 population unless he finds that
such projects are based on a continuing comprehensive

64

�transportation planning proces s carried on cooperatively by states and local communities in conformance
with the objectives stated in this section. (88)
In Movement Against De struction v. Volpe, supra , " 361 F.

Supp. at 13 93-1396 , this court previously held that FHWA, as the
delegate of the Secretary of USDoT, properly certified in 1972
that there was a "3-C Process" in the Baltimore region which
satisfied the requirements of 23 U. S . C.

§

134.

On July 11, 1973, the Acting Regional Federal Highway
Admini strator informed the Division Engineer that the 3 -C Pra c ess for the Baltimore Urbanized Area was recertified.
On July 12, 1974, a _memorandum from the Regional Adrninistrator of FHWA to the Division Engineer of Region 3 granted an
extension of the time for 3-C Process . :certification of the
.
(89)
urbanized areas in the Region until August 15, 1974.
The
reason for the extension was the delay in requests for recertification caused by the n eed of th e urbanized areas to obtain

1

air quality analyses, coordinate with the cognizant state air
quality agencies, and obtain action by the policy boards under
the new Interim Air Quality Guidelines, in addition to accomplishing th e normal heavy workload preceding the beginning of
a new fiscal year.
On August 12, 1974 , the FHWA Regional Administrator in-

i ·

.f ormed th e Division Engineer for Maryland that the Baltimore,
Maryland Urbanized Area 3-C Process had been recertified, the
rec er tification being conditional pending

the resolution of

any comments that might result from the consultation with EPA
( 90)

which is required by the Interim Air Quality Guidelines.

(88) In 1 971 , FHWA promulgated Ins truct ional l-1emorandurn (1M)
50-3-71 requiring the certification to be mad e annually
(PX 245) .
(89) Plaintiffs d o no t conte nd th e r e ,...as a laps e of
certification bet,...een July 1 and July 12 , 197 4.
(90)

23 C.F.R. S 770.204 (a) (3).

65

.

•

�L
..
On August 13 , 1974 , the Regional Federal Highway
Administrator forwarded to the EPA Regional Administrator a
copy of the air quality consistency submission for the Baltimore , Maryland Urbanized Area, .noting a conclusion that there
had been adequate coordination in the planning process between
planning for transportation and planning for air quality.

the court has found in Part V.I

As

of this opinion , EPA replied

to this letter, and the FHWA Regional Administrator in turn

responded to· EPA, affirming his earlier finding of consistency
between the transportationplan and program of the Baltimore
urban area and the SIP.

The actions of the Federal Highway Administrator of Region 3 in extending the time for certification for a period of
approximately one month and in conditionally certifying the
3- C Process for the Baltimore urban area was consistent with
FHWA national policy, carried out in other Regio ns as we l l.
The cou rt has not had pointed out to it by counsel , nor
has the court ' s independent research revealed, any statute or
regulation prohibiting the procedures followed here in 1974
in postponing the time for certification, in the one case, and
in conditionally certifying in the other case.

The annual

recertification procedure, not expressly mandated by 23 U.S.C.
S 134(a) , was begun by FHWA, under IM 50-3-71 , as a management
tool to help Regional Administrators improve the planning process in their respective regions.

IM 50-3-71, not intended

to be a formal regu l ation promulgated by the secretary of
Transportation and publ,ished in the Code of Federal Regulations
pursuant to 23 U. S.C.

§

315, does not in terms prohibit either

an extension of time for certification nor a conditional
certification.

Where regulations or \rritten procedures are

either silent or amb i guous, great weight will be given to
administrative custom and interpretation .

Power Reactor Co.

v . Ele ctricia n s , 367 U. S. 396, ·4 07-408 (1961).
66

,\

•

'

,

..

.,

�..
After conducting a substantial inquiry, the court is
•

satisfied that all required procedures were complied with in
the certification of the 3-C Process for the year beginning on
July 1, 1974.
VIII
No contention is made by the plaintiffs that the FHWA
Regional Administrator exceeded the scope of his authority
in certifying the Baltimore urban area 3-C Process.

The court

finds that the Regional Administrator's decision was within
the scope of choices he could legally make -and that he had
sufficient information before him to have reasonably believed

I
I

that the action he took was within the limits of his authority.

I
,

IX

While admitting that the 3-C Process in the Baltimore
urban area has all of the necessary component parts required

I

by l aw, plaintiffs contend that the results of that process

I

are so unr eliable and so clearly in error as to render the

I

decision of FHWA, through the Region 3 Administrator , a clear
error of judgment in

certifyi~g

it.

As a legal matter, the relationship of

th~

resultsJin

terms of specific plans produced, of the required comprehensive continuous and cooperative

,

planning process to the required

certification is not a direct one.

The FHWA Regional Adminis-

trators do not directly regulate or approve the plans produced
by the 3-C Process but instead examine the process itself to
assure that the process is a comprehensive one , carried on continuously with reasonable reevaluations of prior plans, methods,
conclusions, and assumptions, and is conducted with the cooperation of the responsible l evels of state and local governments in
the respective urban areas.
cess

lihile the "results" of the 3-C Pro-

might be examined in a broad sense to determine ,...hether

the process was functioning with proper consideration for all
the factors necessary to make thc process comprehensive in
67

--.,. .
\'

..

�·.
nature or to determine whe ther the proc ess was contiuous and
cooperative, the "results " are not examined pursuant to 23

u.s.c.

S 134(a) for t he pur pose of directly approving them .

The Federal Highway Administrator said it well in his intro due tory discussion of new r egu l atio ns relating t o environmental impact and rel a t ed statements , promulgated on December 2,
1974.

He said:

"Section 134 of Title 23 of the United States
Code set s forth th e Fede r al interest in being
a£sured that th e state and local governments
cooperatively engage in a continuing, compre~ensive tr.ansportation planning proc ess (the
'3e' proce ss ) which will assure that the transpor tation s y s tem ultimately developed will
serve all jurisdictio ns efficiently and effectively . The Secretary of 'Tran sportation is
directed to 'cooperate ' in this process but he
'L
i s not placed in control of the proc ess . The
Federal Government does not direct th e adoption
or take any part, e ither f ormally or informa lly,
in the selection of any particu lar plan but
merely revi ews the pl ann ing process t o assure
that it is continuing, comprehensive and
cooperatively undertaken . Various proposals
inc lude-d in a given plan mayor ma y not ever (91)
surface in the form of Federa l-aid projects."

,
·
•

As a factual matter, in the previous parts of this opinion

1
!

I

I

the court has found that the challenged me thodologies and conelusions utilized in formulating or analyzing transportation
plans and programs unde r the 3-C Process for the Baltimore
ur ban area were within the state of the art.

Accordingly

!

there wa s no clear error on t he part of the FHWA Re gional
Administrator when he determined that the 3-C Process was
functioning in an . appr opriate and proper way.
.
decision of the
This court finds that th e/Regional Administra tor of FHWA,
after a good faith consideration of the relevant factors,
to certify the 3-C Process ,~as a proper one und er
23 U.S.C. S 134(a) and that he did not commit a clear error
of judgment in making that determination.

(91)

39 F.R . 41804 at 41805.

68
I

�..
Conclusion
Plaintiffs have argued forcefully that the defendants or
their agents used scientifically inadequate methodologi e s and
improper factors in the traffic and air quality predictions
which form at least part of the foundation for their decisions.
Defendants have contended that the techniques, methodologies,
and factors utilized by them in the decisions made were at
least within the state of th e art.

It is not the court's

function to decide, as a matter of fact, which factor or
methodology is the more scientifically correct, but to d e cide
whether (1) there is any reasonable ground for the use of the
factor or methodology used,

(2) the factor or methodology used

was used in good faith and not solely for justifying a preconceived result, and (3) the use of the

I
I

I

~actor

or methodology

produced a result which could have justified rationally the
various decisions required to have been made under law.

All

these questions have been resolved in the defendants' favor.
In concluding that the plaintiffs cannot successfully
challenge in this suit the construction of the segment of 1-95

1
!

from Caton Avenue to Russell Street, the court does not intend
to indicate a view one way or the other as to the wisdom or
the legality of the future construction of other sections of
the

~-A

System of highways in Baltimore City.

The wisdom of

such construction is a matter beyond the jurisdiction of the
court and rests appropriately with the elected officials of
Baltimore City initially and secondarily with the various
officials of the local, Maryland, and Federal governments in
the exercise of their expertise in transportation planning
and execution .

The legality of such construction will await

future political and administrative decisions, tested by
statutes, regulations, and scientific knowledge then extant.

69

�.

,

,

'

An appropriate order will be entered herein consiste nt
with this opin ion.

~\

12 /\ ':'0 D~'r. '\ "J

, .Md1,/'
A
James R. Ml. er , Jr. ,.
United states District Jud ge
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nJ

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,
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_
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I , '
No 3·h
Complete 3-A
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No l-A
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t.:.~. 3/j'c:I'l· )

\','":;I~

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,'II:

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(million,; of c;!lon./day)
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(!:Iili:"",, of e.ll1o:l./d:lY)
So:id \'i :l~\e (t!'.oll ur.d!l 0:

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Impl'ovc l:le ntl

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In l;:xc U's or 5!:u!.dOlrd)
Reslde r-t io.l
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Ox kbnb C?PI'D}

(P?nI-&amp; "'~unl
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Corbon Monoxide
n),c1rocubons
Hilro(;'cn Oxide.
PuticuJaICl
Aa-- Qu:l.!\ly
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(pp:n -l hou:)
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T::)~or Vehicle E:nll,ioru(ton

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Beach
(3)

- - - -

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• PJ"('uictcd ma:dmum a -hour CO centrlltions are an in thc rangt'
or so to 67 pe r cent or thc m3.xlmum one - hour concen.trations.
This un!.torm1ty results from thc usc o f Ident1c:al ml'tcrolol:lcal d::lt3. Cor ~II ~ltern~Hves and similar p3.tterntl or percent of
tot3.1 daUy traffic lIy hour Input for 3.ti roadways In the study
OIreli.

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U

3,4

1!HI5 - Altcm3.t1ve 8 Complete J-A, No
CDP imp royemt'nh

Improvements

'"

- Alternative:! '1 No 3-A. All GDP

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McHenry Cronin!!

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Year I A Uern3.ttvc

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(5)

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S ••

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7.7

(7)

Timonium

Maximum Ole - Hour' CO Concentration, ppm '&gt;

PREDICTED MAXIMUM ONE-HOUR 1..:0 CONCENTRATIONS
AT SELECTED RECI:PTOR POINTS

Table VI· 18

.-.1", I

Robinson

•••

3,9

•••

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~o J - A. All
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iOn&gt;

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8

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Conve r si on to tlcometric me3n was wi t h th e a.sumption t hat the geometrlc standa rd deviat ion

~ ok:

nO l '!! nol Ind urle e . t lma te. o r the eHec ts o r t ranspo r tation control at r lltecl u .ne cont ro ls o n
c &lt;: r l:lill ~t 3 I iun:lry 50u r C'l' . ISi'lu ed after SCllll' mbcr, 1973.

:Ind a 40 I.I U/m J b:tc k/!ruu ml.
" ':II:\\t'l I. G•

63 . 0

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4, 8

7, ,

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All p rt' dlc tt'd Y UCS bUt'd on 1072 0. \ (" quality dllia c olle c ted 0.1 'dA MON 1 Qnd 2 . ta tlo nl . A new a tandard m e t hod fo r NO
31
m ('a .~u r ~mcnt may cha nl:e the obse r ved l evels ll t these .tll ti on s .
lit

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(ll U/l:,l)

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.

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MunolCldc

t&gt;ol1 ut:1nt

•

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T able II - 2

MAXIMUM pnEDICTED RECiIONAL POLLUTANT CONCENTRA T IONS

..

.,

,

ppm

60 1l Q' / m '

prim3rY -7S lI G'/ rn'
secondary - -

0,05 pp m

0,08 pp m

0. "

9 pp m

J S ppm

A~~

Na tional

,

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I

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t

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Motor.

(tons)

---._.-

.. _-----

61.7

_.

611.2
(61.8)

+8.3
(+17.8)

. 85. :;
(811.11)

7

tl

86 . :;
(85 . 5)

15.:;

6.9

ALT .

-Hi. 11
(+15.7)

65.1
(63.0)

~.

1-· .

65 . 9
(63 . 6)

%
Increase

+11.22
(+13.3)

86.1
(85.3)

15.62

6.98

ALT.

_._ .._ - - .-.........

(5~.2)

......... _._ ....

_

60.6
(58.0)

11.85
( i+.l5 )

76 . :;
(7 '+.9)

15·9

7.11

ALT. 0'

1995

6 to 9 a.m . period as given in EPA1s Transportation Control Plan for the

•

The

66.7
(611.5)

+2.011
(+1 0·96)

86.8
(85 . 9)

111.98

6.65

ALT. 9

within parentheses represent calculations based on 1972 hydrocarbon er.tlssions for
BaltL~ore region .
calculations in Table VI -IS of ERIES are based on a 1970 .BAQC e~ls51on inventory.

·~!~u.i1bers

. .. . .. .

61. 8
(59.3).

11. 44
(3.7)

75·0
(73.5)

1:;.0

'f, Reduction

Tota l HC ' Percent
Reduction
(l1obile I&lt; Stationary)

76.11 .
(75.0)

11.5
(3.8)

.

-------

Stat i onary &amp; Other
Transportation
Percent He Reduction
or Increase

Hotel" Vehicle
Percent HG
Reduction

12.99

12 .9'11

11. 9:;

12.6

11. 85

50.:;:;,
(117.5) '

Sta tionary &amp;: Other 111. 68
Transportation ,
(1:;.5)
(tons)

Vehicle

AL'f . 5

ALT . ..

ALT. :;

ALT. 1

1970

1980

COHPARISON OF fIOTOR VEHICLE WITH STATIONARY &amp; OTHER TRANSPORTATION HC EMI SSIONS
. (Tab\llati on Extr acted from Table VI -18 on Page VI-1I7 of ERIES Technical Nemorand\llll No. :;)

,

.
~, .

,

•

�•
Appendix €
List of Abbreviations

ADT

Average Daily Traffic

AMV

Alan M. Voorhees Associates

AQCR

Air Quality Control Region

BAQC

.Bureau of Air quality Control, and agency of the
Department of Health &amp; Mental Hygiene, State
of Maryland

BMATS

Baltimore Metropolitan Area Transportation Study

·BREIS

Baltimore Regional Environmental Impact Statement

CEQ

Council on Environment Quality of u.s.

CO

Carbon Monoxide

EIS

Environment Impact Statement

EPA

Environmental Protection Agency

FHWA

Federal Highway Administration, an agency of the
USDoT

I

GDP

General Development Plan

-1

HC

Hydrocarbons

I

IDBe

Interstate Divsion for Baltimore City, a division
of SHA of Maryland DoT

1M

Instructional Memorandum

1

Maryland DoT

Department of Transportation, State of Maryland

I

NEPA

National Environmental Policy Act

1

NO

Nitrogen dioxide

I

I

1

2

NOx

Nitrogen oxides (unspecified)

POX

Photochemical oxidants

PPM

Policy and Procedure Memorandum

p_p.m.

Parts per million

PS&amp;E

Plans, Specifications, and Estimates

RPC

Regional Planning Council of the Baltimore Metropolitan Region, including five counties as well
the City

SEA

Interchangeably , the former State Roads Commission
of Maryland and State High\. . ay Administration, an
agency of ~~ryland DoT

SIP

,

State Implementation Plan
Sulphur dioxide

,

\'

,_.

�-

I

••

List of Abbreviations (continued)

TES

Assistant Secretary of USDoT for Environment ,
Safety and Consumer Affairs

TEU

Office of Environment and Urban Assistance
of USDoT

TSC

Transportation steering Committee

USDoT

United States Department of Transportation

VMT

Vehicle miles traveled

,

j
I
,

.

' \" "

. __ .-

--

- .--

-"

......

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
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        </elementSetContainer>
      </file>
    </fileContainer>
    <collection collectionId="16">
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        <elementSet elementSetId="1">
          <name>Dublin Core</name>
          <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
          <elementContainer>
            <element elementId="50">
              <name>Title</name>
              <description>A name given to the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210754">
                  <text>Movement Against Destruction</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="41">
              <name>Description</name>
              <description>An account of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210755">
                  <text>This exhibit examines community opposition to expressway construction in Baltimore during the 1970s through the organizational records of the Movement Against Destruction (MAD). Founded in 1968 as a coalition of 25 neighborhood and community groups, MAD's leaders included George and Carolyn Tyson, Barbara Mikulski, Walter Orlinsky, Norman Reeves, and Parren Mitchell.&#13;
&#13;
The complete MAD collection at the University of Baltimore consists of 9 linear feet of records, which are described in an online collection database. The complete collection has also been digitized at the folder level and is available in this guide. For this exhibit, 32 documents have been selected from the complete collection.</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="39">
              <name>Creator</name>
              <description>An entity primarily responsible for making the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210756">
                  <text>&lt;a href="http://langsdale.ubalt.edu/special-collections/" target="_blank" rel="noreferrer noopener"&gt;Special Collections &amp;amp; Archives, University of Baltimore&lt;/a&gt;</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="48">
              <name>Source</name>
              <description>A related resource from which the described resource is derived</description>
              <elementTextContainer>
                <elementText elementTextId="210757">
                  <text>&lt;a href="https://archivesspace.ubalt.edu/repositories/2/resources/80" target="_blank" rel="noreferrer noopener"&gt;Movement Against Destruction Records&lt;/a&gt;</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="45">
              <name>Publisher</name>
              <description>An entity responsible for making the resource available</description>
              <elementTextContainer>
                <elementText elementTextId="210758">
                  <text>&lt;a href="http://langsdale.ubalt.edu/special-collections/" target="_blank" rel="noreferrer noopener"&gt;University of Baltimore Special Collections &amp;amp; Archives&lt;/a&gt;</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="40">
              <name>Date</name>
              <description>A point or period of time associated with an event in the lifecycle of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210759">
                  <text>1968-1983</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="47">
              <name>Rights</name>
              <description>Information about rights held in and over the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210760">
                  <text>Use of these images is governed by U.S. copyright law. The University of Baltimore Special Collections and Archives makes digital surrogates of collections accessible if they are in the public domain, the rights are owned by the University of Baltimore, the Special Collections and Archives has permission to make them accessible, or there are no known restrictions on use. Due to the nature of archival collections, rights information is not always discernible. The Special Collections and Archives is eager to hear from any rights owners wishing to provide accurate information. Upon request, material will be removed from view while a rights issue is addressed. Contact the Special Collections and Archives for more information regarding this image.</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="42">
              <name>Format</name>
              <description>The file format, physical medium, or dimensions of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210761">
                  <text>text/pdf</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="44">
              <name>Language</name>
              <description>A language of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210762">
                  <text>English</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="51">
              <name>Type</name>
              <description>The nature or genre of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210763">
                  <text>Text</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="43">
              <name>Identifier</name>
              <description>An unambiguous reference to the resource within a given context</description>
              <elementTextContainer>
                <elementText elementTextId="210764">
                  <text>R0062-MAD</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="57">
              <name>Date Created</name>
              <description>Date of creation of the resource.</description>
              <elementTextContainer>
                <elementText elementTextId="210765">
                  <text>2019-09</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="79">
              <name>Extent</name>
              <description>The size or duration of the resource.</description>
              <elementTextContainer>
                <elementText elementTextId="210766">
                  <text>32 documents</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="49">
              <name>Subject</name>
              <description>The topic of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="210767">
                  <text>Express highways</text>
                </elementText>
                <elementText elementTextId="210768">
                  <text>Maryland--Baltimore</text>
                </elementText>
                <elementText elementTextId="210769">
                  <text>Urban renewal</text>
                </elementText>
                <elementText elementTextId="210770">
                  <text>Highway planning</text>
                </elementText>
                <elementText elementTextId="210771">
                  <text>Community activists</text>
                </elementText>
              </elementTextContainer>
            </element>
          </elementContainer>
        </elementSet>
      </elementSetContainer>
    </collection>
    <itemType itemTypeId="1">
      <name>Text</name>
      <description>A resource consisting primarily of words for reading. Examples include books, letters, dissertations, poems, newspapers, articles, archives of mailing lists. Note that facsimiles or images of texts are still of the genre Text.</description>
      <elementContainer>
        <element elementId="7">
          <name>Original Format</name>
          <description>The type of object, such as painting, sculpture, paper, photo, and additional data</description>
          <elementTextContainer>
            <elementText elementTextId="212069">
              <text>Paper</text>
            </elementText>
          </elementTextContainer>
        </element>
      </elementContainer>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="212059">
                <text>District Court Opinion</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="212060">
                <text>In the case of MAD, et. al. vs. Trainor, Richard H., et. al. - Civil Court case number M-74-666  </text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="212061">
                <text>1975-03-17</text>
              </elementText>
            </elementTextContainer>
          </element>
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UITED STATES COURT OF APA ,
N
PELS
FOR THE F
OURTH CIRCUIT

No . 73 - 2136

I-1ovement Against Destruction, et aI,

Appellants,

v.
John A. Volpe , et aI,

Appellees .

Appeal from the United States District Court for the
District of Maryland, at Baltimore .
James R. Miller,
J r . , District Judge.
( Argued February 2, 1974.

Decided March 19 , 1974 )

Before BRYAN, BUTZNER and WIDENER , Circuit Judges .
John C. Armor for Appellants; Terrence L. O'Brien, At torney, United States Department of Justice , and Lawrence
F . Rodowsky, (Wal l ace H. Johnson, AS51stant~ttorney General,
George Beall, United States Attorney, Jean G. Rogers,
Special Assistant United States Attorney, and George R.
Hyde, Irwin L. Schroeder , Attorneys, United States Department
of Justice on brief for Secretary of Transportation; Francis
B. Burch, Attorney General of r-1aryland , Lloyd J. Hammond,
Special Attorney, Randy H. Lee , Assistant Attorney General
of Maryland, on brief for State Appellee; George L. Russell,
Jr . , City Solicitor, and Frank, Bernstein, Conaway and
Goldman on brief ror City Appellees) for Appellees.

�PER CURIAl:' :
The r:'ovement Against Destruction

(r'~AD)

along

h'lth other corrunun1ty associations and individuals
prayed an injunction and declaratory judgment from
the District Court in October

1972~

to bar further

construction of the "3 - A Systeml1, or seements thereof J

of the Federal Aid Interstate System in Baltimore,
Maryland , until the defendants -- the Secretary of the
Department of Transportation of the United States and
the Chief of the Interstate Division for Baltimore -had satisfied the Court that they ,,,,ere com
plyj ng \'J1 th

the aims and exactions of:

The National Environmental

Policy Act (NEPA), 42 USC § 433 1 et seq ., The FederalAid Highway Act, as amended, 23 USC § 101 e t seq ., The
Clean Air Amendments of 1970 , particularly 42 USC § 1857
et seq ., and The Department of Transportation Ac t, as

...

amended , 49 USC § 1651 et seq.

A class action was made of the sui t by order of

February 28, 1973, admitting as plai ntiffs certain per sons seeking to represent those citizens of Balt imore
directly or adversely affected by such construction.
The City was also al l m"ed to intervene .

Eventually I the

suit Nas consolidated with tNO others which posed some
of the questions presented in the mas ter cause .

The order

�•

2.

,

of February 28 , 1973 also framed the issues at stake .
The consolidated litigation was heard by
District Judges Thomsen and Miller, sitting together .
Their findings and conclusions are stated in an opinion

filed June 22, 1973 and reported as

~lovement

Against

Destruction v . Volpe, 351 FS 1360 .

It comprises a

strikingly comprehensive compendium of the multi - factual
context of the suit, with lucid resolution of the many

legal complications .
By a final order dated June 26, 1973 injunctive
relief was denied in each of the combined actions.

the

~ourt

Also,

refused a declaratory j udgme nt of violation by

the defendants of any of the statutes heretofore listed .
The two suits joined with the MAD action were left upon
their respective calendars for adjudication a8 to issues
not decided in the consolidated cau se.

Further, a re -

servation appears in the final order as follows:

po

"The Complaint 1n ~1overnent Against
Destruction, et a1 . v . John A. Volpe , Secre tary of Transportation, et al ., Civil No .
72-1 041 -~1, be and the same is hereby dismissed , without prejudice to the right of
the Plaintiff. originally named therein, or
any of them, to file an Amended Complaint

on or before November 1, 1973, with respect
to any of the roads or segments in the 3 - A
configuration, raising any points which
have not been theretof'ore decided. lI
On this appeal from the final order we a£firm upon

!

�•
•

3.
the opinion of the District Court.

~Ie

decline to award

plaintiffs counsel fees and we deny the petiton for an
injunction pending appeal which had been deferred for

hearing along with the f inal argument of the appeal .
In oral argument appellant 1 s counsel note d
that since the entry of the final order, officials of

the Federal Executive Department have prornu1eated regulations, and the Maryland leg islature has passed l aws ,

that might affect certain aspects of the proposed means
of transportation i n Baltimore .

Executive Order No .

11,7~8,

See e . g . :

December

~,

Presidential

1973 , and En-

vironmental Protect ion Agency' s revised regulations, 39

Fed . Reg . No . 10, Part 3 , Jan . 15,

1 97 ~;

~1

Code Anno. 15B , as amended November 13, 1973;

Maryland
Executive

Order, Governor of Maryland, effective February 12, 1974.
Defe ndants , in this connection, refer to the Emergency

Highway Energy Conservation Act , Pub. L. 93p239 , § 3,
87 Stat . 1046 , 42 USLW 21 (1 974), and to Presidential
r.Jessages reported as 10 Pres . Docs . 72 , 12'2 , 140, 1 6 1

and 165.

The District Court , of course, did not 'consider

these matters and we express no opinion upon their rele vancy to the issues presented on thi s appeal.

Affirmed .

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